Niva WealthLet’s talk

Don Kuo

Deputy Chief Operating Officer, Secretary at WCM Investment Management

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Don Kuo is Deputy Chief Operating Officer, Secretary of WCM Investment Management, LLC, a Laguna Beach investment adviser managing $96.8B. Don Kuo has past investment-adviser registrations through 1 firm and has passed the Series 7, Series 66 and Series 65.

Role at WCM Investment Management

Title on Schedule A
Deputy Chief Operating Officer, Secretary
Control
Don Kuo is not a control person of WCM Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Don Kuo has held the filed role since January 2021.

The firm

WCM Investment Management, LLC
Laguna Beach, CA

Form ADV filed 31 August 2026

$96.8B AUM6,735 clients44 advisers3 offices

Career on record

Firms and exams, newest first
  1. Wcm Investment Management
    – · 12 years
    Laguna Beach, CA · Adviser representative · Firm CRD 104702
  2. Passed Series 65 · 2012
  3. Passed Series 7 and Series 66 · 1999

Registrations and exams

No current adviser or broker registration. Don Kuo has passed 3 qualifying exams.

Examinations

Series 659 November 2012
Name
Uniform Investment Adviser Law Examination
Series 6613 September 1999
Name
Uniform Combined State Law Examination
Series 71 September 1999
Name
General Securities Representative Examination

Individual record

Full name
Don Kuanglun Kuo
CRD
3265027
Firm
WCM Investment Management, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Don Kuo work?

Don Kuo has been Deputy Chief Operating Officer, Secretary of WCM Investment Management, LLC since January 2021.

Source: Form ADV, Schedule A, filed 31 August 2026

Does Don Kuo have a current investment-adviser registration?

Don Kuo has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Don Kuo passed?

Don Kuo has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in September 1999.

Source: IAPD individual record, checked 17 October 2026

Where was Don Kuo previously registered as an investment adviser?

Don Kuo has past investment-adviser registrations through Wcm Investment Management, November 2012 to June 2024, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at WCM Investment Management

Sources

  1. IAPD individual record, CRD 3265027. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of WCM Investment Management, LLC, filed 31 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Don Kuo or WCM Investment Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.