Shawn Engen has been an investment adviser representative at Axient Investment Advisors since August 2026, and is not listed among the firm’s executive officers or direct owners.
Axient Investment Advisors LLC is a Huntsville, AL firm with $454M under management, 768 clients and 12 advisers in one office, as of its March 2026 filing.
- – present · under a yearDecatur, AL · Adviser representative · Firm CRD 336722
Investment adviser representative registrations
Shawn Engen is registered as an investment adviser representative in Alabama, since August 2026.
- AlabamaSince 21 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 August 2026 |
| Series 7TO | General Securities Representative Examination | 30 April 2026 |
| SIE | Securities Industry Essentials Examination | 3 February 2026 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Shawn Matthew Engen
- CRD
- 8212836
- Firm
- Axient Investment Advisors · CRD 336722
- Office
- 224 Moulton St E, Decatur, AL 35601
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2026
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Shawn Engen work?
Shawn Engen is an investment adviser representative registered through Axient Investment Advisors LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Shawn Engen a financial advisor?
Yes. Shawn Engen has a current investment-adviser registration in Alabama, through Axient Investment Advisors since August 2026.
How many years of experience does Shawn Engen have?
Shawn Engen has 0 years in the financial industry, since April 2026, across 1 adviser firm.
What exams has Shawn Engen passed?
Shawn Engen has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2026.
Where is Shawn Engen based?
Shawn Engen’s registered office is in Decatur, AL.
Is Shawn Engen registered with FINRA?
Yes. Shawn Engen has a current broker registration, under CRD 8212836.
Source: FINRA BrokerCheck
How can I verify Shawn Engen’s record?
Search CRD 8212836 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Shawn Engen’s full registration record.
