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Allen Wall, portrait

Allen Wall

Founding at Axient Investment Advisors in Florence, AL

Investment adviser and broker registrationsUpdated

Allen Wall is Founding of Axient Investment Advisors LLC, an investment adviser managing $454M, and works from its Florence, AL office. Allen Wall has been registered as an investment adviser representative through Axient Investment Advisors since 17 February 2026, has 22 years in the industry across 5 firms and has passed the Series 7 and Series 66.

22
Years in industry
0
Years at firm
5
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Allen Wall has been Founding of Axient Investment Advisors since May 2025, is a control person of the firm and directly owns between 10% and 25% of it. Allen Wall holds a Degree in Business Administration from Lakeland College.

Axient Investment Advisors LLC is a Huntsville, AL firm with $454M under management, 768 clients and 12 advisers in one office, as of its March 2026 filing.

Allen Wall is Financial Advisor and Partner of Eagle Creek Wealth Management, based in the firm's Florence office. He brings more than 24 years of securities experience, previously with Progress Financial Services and A.G. Edwards (Wachovia, Wells Fargo). Before that he worked for Cargill-Nutrena Feeds for 10 years as a plant manager and for 10 years as an owner of a John Deere dealership in Fond du Lac, Wisconsin.

Allen Wall’s longest registration was 9 years at Stonex Advisors Inc. (2016–2026). Before joining Axient Investment Advisors in 2026, Allen Wall was registered through Stonex Advisors Inc. and Sterne Agee Asset Management, Inc.

  1. – present · under a year
    Florence, AL · Adviser representative · Firm CRD 336722
  2. Stonex Advisors Inc.
    – · 9 years
    Florence, AL · Adviser representative · Firm CRD 174182
  3. Sterne Agee Asset Management, Inc.
    – · 2 years
    Florence, AL · Adviser representative · Firm CRD 130888
  4. Wells Fargo Advisors, LLC
    – · 6 years
    Florence, AL · Adviser representative · Firm CRD 19616
  5. A. G. Edwards & Sons, Inc.
    – · 3 years
    Florence, AL · Adviser representative · Firm CRD 4

Credentials and registrations

Investment adviser representative registrations

Allen Wall is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2026; the most recent is Texas, in March 2026.

  • AlabamaSince 17 February 2026
  • TexasResidentSince 3 March 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6620 October 2004
Name
Uniform Combined State Law Examination
Series 76 October 2004
Name
General Securities Representative Examination

Key facts

Full name
Allen G Wall
CRD
4838769
Firm
Axient Investment Advisors · CRD 336722
Role
Founding
Office
454 N Pine St, Florence, AL 35630
Registration
Investment adviser and broker registrations
In the industry since
October 2004
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Allen Wall work?

Allen Wall has been Founding of Axient Investment Advisors LLC since May 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 March 2026

Is Allen Wall a financial advisor?

Yes. Allen Wall has a current investment-adviser registration in Alabama and Texas, through Axient Investment Advisors since February 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Allen Wall have?

Allen Wall has 22 years in the financial industry, since October 2004, across 5 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Allen Wall passed?

Allen Wall has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2004. FINRA credited Allen Wall with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Allen Wall work before Axient Investment Advisors?

Before Axient Investment Advisors, Allen Wall was registered through Stonex Advisors Inc., June 2016 to February 2026; Sterne Agee Asset Management, Inc., April 2014 to June 2016; Wells Fargo Advisors, LLC, January 2008 to April 2014; A. G. Edwards & Sons, Inc., October 2004 to January 2008.

Source: IAPD individual record, checked 22 October 2026

Where is Allen Wall based?

Allen Wall’s registered office is in Florence, AL.

Source: IAPD individual record, checked 22 October 2026

Is Allen Wall registered with FINRA?

Yes. Allen Wall has a current broker registration, under CRD 4838769.

Source: FINRA BrokerCheck

How can I verify Allen Wall’s record?

Search CRD 4838769 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Allen Wall’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Axient Investment Advisors

Sources

  1. IAPD individual record, CRD 4838769, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Axient Investment Advisors LLC, filed 12 March 2026. Title, control and ownership bands.
  3. Axient Investment Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.