Charles Jones has been Founding Member of Axient Investment Advisors since May 2025, is a control person of the firm and directly owns between 10% and 25% of it. Charles Jones studied at the University of Alabama.
Axient Investment Advisors LLC is a Huntsville, AL firm with $454M under management, 768 clients and 12 advisers in one office, as of its March 2026 filing.
Mike Jones is Financial Advisor and Partner of Eagle Creek Wealth Management, in the firm's Birmingham and Gadsden offices. He has 18 years of investment experience from employers such as Progress Financial Services, American Express Financial Advisors, AmSouth Investment Services, Morgan Keegan and Raymond James.
Charles Jones’ longest registration was 7 years at Stonex Advisors Inc. (2018–2026). Before joining Axient Investment Advisors in 2026, Charles Jones was registered through Stonex Advisors Inc. and Raymond James & Associates, Inc.
- – present · under a yearGadsden, AL · Adviser representative · Firm CRD 336722
- Stonex Advisors Inc.– · 7 yearsGadsden, AL · Adviser representative · Firm CRD 174182
- Raymond James & Associates, Inc.– · 5 yearsGadsden, AL · Adviser representative · Firm CRD 705
- Morgan Keegan & Company, Inc.– · 6 yearsGadsden, AL · Adviser representative · Firm CRD 4161
- Amsouth Investment Management Company LLC– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 111757
- Amsouth Investment Services, Inc.– · under a yearGadsden, AL · Adviser representative · Firm CRD 15692
Investment adviser representative registrations
Charles Jones is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2026; the most recent is Texas, in March 2026.
- AlabamaSince 6 February 2026
- TexasResidentSince 3 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 September 2000 |
| Series 7 | General Securities Representative Examination | 8 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Michael Jones
- CRD
- 4254460
- Firm
- Axient Investment Advisors · CRD 336722
- Role
- Founding Member
- Office
- 247 S 4th St, Gadsden, AL 35901
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- axientadvisors.com
Where does Charles Jones work?
Charles Jones has been Founding Member of Axient Investment Advisors LLC since May 2025, and is a control person of the firm.
Is Charles Jones a financial advisor?
Yes. Charles Jones has a current investment-adviser registration in Alabama and Texas, through Axient Investment Advisors since February 2026.
How many years of experience does Charles Jones have?
Charles Jones has 26 years in the financial industry, since September 2000, across 6 adviser firms.
What exams has Charles Jones passed?
Charles Jones has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2000. FINRA credited Charles Jones with the SIE, which began in October 2018.
Where did Charles Jones work before Axient Investment Advisors?
Before Axient Investment Advisors, Charles Jones was registered through Raymond James & Associates, Inc., February 2013 to August 2018; Morgan Keegan & Company, Inc., February 2007 to February 2013; Amsouth Investment Management Company LLC, July 2003 to February 2007; Amsouth Investment Services, Inc., February 2003 to July 2003.
Where is Charles Jones based?
Charles Jones’ registered office is in Gadsden, AL.
Is Charles Jones registered with FINRA?
Yes. Charles Jones has a current broker registration, under CRD 4254460.
Source: FINRA BrokerCheck
How can I verify Charles Jones’ record?
Search CRD 4254460 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Jones’ full registration record.
