Shaun Duffy has been an investment adviser representative at Lloyd Advisory Services since March 2024, and is not listed among the firm’s executive officers or direct owners. Shaun Duffy holds a Bachelor's degree in Finance from the University of North Georgia.
Lloyd Advisory Services, LLC is a Suwanee, GA firm with $438M under management, 1,262 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Shaun Duffy is an Investment Adviser Representative of Lloyd Advisory Group. He entered the financial services industry in 2018 and joined The Lloyd Advisory Group in 2019. He works with clients to develop personalized retirement strategies and plays a role in the firm's planning process, supporting retirement plan design, client service and account oversight.
- The Lloyd Advisory GroupCurrent– present · 2 yearsSuwanee, GA · Adviser representative · Firm CRD 150582
Investment adviser representative registrations
Shaun Duffy is registered as an investment adviser representative in Georgia, since March 2024.
- GeorgiaSince 11 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Shaun Paul Duffy
- CRD
- 7876886
- Firm
- Lloyd Advisory Services · CRD 150582
- Office
- 3575 LAWRENCEVILLE SUWANEE ROAD, Suwanee, GA 30024
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lloydadvisorygroup.com
Where does Shaun Duffy work?
Shaun Duffy is an investment adviser representative registered through Lloyd Advisory Services, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Shaun Duffy a financial advisor?
Yes. Shaun Duffy has a current investment-adviser registration in Georgia, through Lloyd Advisory Services since March 2024.
How many years of experience does Shaun Duffy have?
Shaun Duffy has 2 years in the financial industry, since March 2024, across 1 adviser firm.
What exams has Shaun Duffy passed?
Shaun Duffy passed the Series 65 in February 2024.
Where is Shaun Duffy based?
Shaun Duffy’s registered office is in Suwanee, GA.
Is Shaun Duffy registered with FINRA?
No. Shaun Duffy has no current broker registration.
How can I verify Shaun Duffy’s record?
Search CRD 7876886 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shaun Duffy’s full registration record.
