Shane Clark has been an investment adviser representative at Individual Asset Management since July 2020, and is not listed among the firm’s executive officers or direct owners. Shane Clark holds a B.A. in Business and Finance from Aquinas College. Shane Clark studied MSc in Financial Economics at the University of Strathclyde. Shane Clark studied MPhil in Economics at the University of Strathclyde.
Individual Asset Management, Inc is a San Mateo, CA firm with $173M under management, 190 clients and 5 advisers in one office, as of its March 2026 filing.
Shane Clark is Portfolio Manager of Individual Asset Management, Inc. (IAM), based in Sevilla, Spain. He specializes in investment research and building portfolios with a focus on cross-border issues, building on over 10 years experience in international financial markets. Before IAM, he founded and managed his own boutique investment advisory firm and worked for several years as a portfolio manager at a Trust Bank in Michigan.
- – present · 6 yearsSan Mateo, CA · Adviser representative · Firm CRD 123418
Professional designations
Listed by Individual Asset Management
- EFP
Investment adviser representative registrations
Shane Clark is registered as an investment adviser representative in California, since July 2020.
- CaliforniaSince 29 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Shane K Clark
- CRD
- 4987239
- Firm
- Individual Asset Management · CRD 123418
- Office
- 411 BOREL AVENUE, SUITE 502, San Mateo, CA 94402
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- iamadvisors.com
Where does Shane Clark work?
Shane Clark is an investment adviser representative registered through Individual Asset Management, Inc since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Shane Clark a financial advisor?
Yes. Shane Clark has a current investment-adviser registration in California, through Individual Asset Management since July 2020.
How many years of experience does Shane Clark have?
Shane Clark has 6 years in the financial industry, since July 2020, across 1 adviser firm.
What exams has Shane Clark passed?
Shane Clark passed the Series 65 in July 2020.
Where is Shane Clark based?
Shane Clark’s registered office is in San Mateo, CA.
Is Shane Clark registered with FINRA?
No. Shane Clark has no current broker registration.
How can I verify Shane Clark’s record?
Search CRD 4987239 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shane Clark’s full registration record.