Career
Shafqat Ali has been Chief Information Security Officer/Member of Gilder Gagnon Howe & Co. since January 2004. Shafqat Ali is not listed as a control person, but directly owns under 5% of the firm.
Gilder Gagnon Howe & Co. LLC is a New York, NY firm with $12.1B under management, 5,749 clients and 55 advisers across 12 offices, as of its March 2026 filing.
No adviser firm registrations are on Shafqat Ali’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 18 June 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
Individual record
- Full name
- Shafqat Ali
- CRD
- 6009773
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Shafqat Ali work?
Shafqat Ali has been Chief Information Security Officer/Member of Gilder Gagnon Howe & Co. LLC since January 2004.
Does Shafqat Ali have a current investment-adviser registration?
Shafqat Ali has a current broker registration and no current investment-adviser registration.
What exams has Shafqat Ali passed?
Shafqat Ali passed the Series 99 in June 2012. FINRA credited Shafqat Ali with the SIE, which began in October 2018.