Career
Laura Esposito has been Chief Compliance Officer of Gilder Gagnon Howe & Co. since November 2018. Laura Esposito is a control person of the firm and directly owns under 5% of it.
Gilder Gagnon Howe & Co. LLC is a New York, NY firm with $12.1B under management, 5,749 clients and 55 advisers across 12 offices, as of its March 2026 filing.
No adviser firm registrations are on Laura Esposito’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 4 | Registered Options Principal Examination | 5 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 September 2018 |
| Series 7 | General Securities Representative Examination | 14 September 2017 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Registered Options Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Laura Michele Esposito
- CRD
- 6727167
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Laura Esposito work?
Laura Esposito has been Chief Compliance Officer of Gilder Gagnon Howe & Co. LLC since November 2018, and is a control person of the firm.
Does Laura Esposito have a current investment-adviser registration?
Laura Esposito has a current broker registration and no current investment-adviser registration.
What exams has Laura Esposito passed?
Laura Esposito has passed 5 licensing exams: the Series 7, Series 24, Series 4, Series 14 and Series 99TO. The earliest, the Series 7, was passed in September 2017. FINRA credited Laura Esposito with the SIE, which began in October 2018.