Sean Ohara has been an investment adviser representative at Kelley Investments since April 2025, and is not listed among the firm’s executive officers or direct owners. Sean Ohara holds a BS in Economics from the University of Pittsburgh.
Kelley Investments, LLC is a firm with $238M under management, 216 clients and 3 advisers across 2 offices, as of its September 2026 filing.
Sean O'Hara is an Investment Advisor Representative of Kelley Investments. He provides wealth management and consultation services to the firm and its clients, and assists with data security, systems operations, research, portfolio construction and trading. His career began in the Private Client Division at Merrill Lynch in Pittsburgh, Pennsylvania, followed by an associate role with LPL Financial Services in San Diego before founding Keystone Investment Advisors, Inc.
Sean Ohara’s longest registration was 9 years at Kelley Investments (2015–2024). Before joining Kelley Investments in 2025, Sean Ohara was registered through Linsco/Private Ledger Corp.
- Linsco/Private Ledger Corp.– · 4 yearsDel Mar, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Sean Ohara is registered as an investment adviser representative in California, since April 2025.
- CaliforniaSince 15 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 October 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 20 October 2004 |
| Series 24 | General Securities Principal Examination | 15 August 2003 |
| Series 66 | Uniform Combined State Law Examination | 14 June 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 1999 |
| Series 7 | General Securities Representative Examination | 27 October 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Patrick Ohara
- CRD
- 3147844
- Firm
- Kelley Investments · CRD 119099
- Office
- Del Mar, CA
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kelleyinvestments.com
Where does Sean Ohara work?
Sean Ohara is an investment adviser representative registered through Kelley Investments, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Sean Ohara a financial advisor?
Yes. Sean Ohara has a current investment-adviser registration in California, through Kelley Investments since April 2025.
How many years of experience does Sean Ohara have?
Sean Ohara has 19 years in the financial industry, since June 2007, across 2 adviser firms.
What exams has Sean Ohara passed?
Sean Ohara has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 53 and Series 65. The earliest, the Series 7, was passed in October 1999. FINRA credited Sean Ohara with the SIE, which began in October 2018.
Where did Sean Ohara work before Kelley Investments?
Before Kelley Investments, Sean Ohara was registered through Linsco/Private Ledger Corp., January 2002 to February 2006.
Where is Sean Ohara based?
Sean Ohara’s registered office is in Del Mar, CA.
Is Sean Ohara registered with FINRA?
No. Sean Ohara has no current broker registration.
How can I verify Sean Ohara’s record?
Search CRD 3147844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Ohara’s full registration record.
