Role at PNC Wealth Management
- Title on Schedule A
- Chief Compliance Officer & Board of Managers
- Control
- Sean Flynn is a control person of PNC Wealth Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Sean Flynn has held the filed role since July 2025.
The firm
Form ADV filed 14 September 2026
Career on record
- Passed SIE · 2018
- Wells Fargo Advisors, LLC– · 6 yearsCharlotte, NC · Adviser representative · Firm CRD 19616
- Passed Series 66 · 2006
- Passed Series 10 and Series 9 · 2001
- Passed Series 7 and Series 24 · 1999
- Passed Series 6 and Series 63 · 1996
Registrations and exams
Broker registration; no current adviser registration. Sean Flynn has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1996 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 April 2001 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 February 2001 |
| Series 24 | General Securities Principal Examination | 24 November 1999 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 10 September 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 September 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Sean Flynn
- CRD
- 2790159
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Sean Flynn work?
Sean Flynn has been Chief Compliance Officer & Board of Managers of PNC Wealth Management since July 2025, and is a control person of the firm.
Does Sean Flynn have a current investment-adviser registration?
Sean Flynn has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Sean Flynn passed?
Sean Flynn has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 10, Series 9, Series 66 and SIE. The earliest, the Series 6, was passed in September 1996.
Where was Sean Flynn previously registered as an investment adviser?
Sean Flynn has past investment-adviser registrations through Wells Fargo Advisors, LLC, December 2006 to July 2012, across 1 firm.
Leadership at PNC Wealth Management
- Richard Robert GuerriniPresident, CEO, Board of Managers
- Regis Resende RamosChief Financial Officer, Principal Financial Officer, FINOP
- Margaret Mary RichardsonChief Operating Officer/Board of Managers
- John Paul HolodinskiBoard of Managers
- Jessica MitchellBoard of Managers
- Stephanie Elizabeth RodgersBoard of Managers & Secretary
- Robert Wilson SantilloBoard of Managers
- Leigh Chase ThompsonChief Legal Officer
- Kimberly Lynn WeidnerChief Risk Officer & Board of Managers