Role at PNC Wealth Management
- Title on Schedule A
- President, CEO, Board of Managers
- Control
- Richard Guerrini is a control person of PNC Wealth Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Richard Guerrini has held the filed role since August 2012.
The firm
Form ADV filed 14 September 2026
Career on record
Richard Guerrini has been registered through PNC Wealth Management since March 2005.
- Passed Series 72 · 2023
- Passed SIE · 2018
- Pnc Wealth ManagementCurrent– present · 22 yearsPittsburgh, PA · Adviser representative · Firm CRD 129052
- Passed Series 65 · 2005
- Passed Series 10 · 2002
- Passed Series 4 · 2001
- Passed Series 24 · 1999
- Passed Series 7 and Series 63 · 1995
- Passed Series 6 · 1989
Registrations and exams
Richard Guerrini has a current investment-adviser registration in Illinois and Pennsylvania and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 11 December 2012 |
| Pennsylvania | Investment adviser representative | Approved | 8 March 2005 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 March 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 1995 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 7 May 2002 |
| Series 4 | Registered Options Principal Examination | 27 February 2001 |
| Series 24 | General Securities Principal Examination | 26 July 1999 |
| Series 72 | Government Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 22 March 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 November 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Government Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Richard Robert Guerrini
- CRD
- 1990015
- Registration status
- Investment adviser and broker registrations
- Office
- PITTSBURGH MAIN PNC INVESTMENTS, 300 FIFTH AVENUE, 26TH FLOOR, Pittsburgh, PA 15222
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Richard Guerrini work?
Richard Guerrini has been President, CEO, Board of Managers of PNC Wealth Management since August 2012, and is a control person of the firm.
Is Richard Guerrini a financial advisor?
Yes. Richard Guerrini has a current investment-adviser registration in Illinois and Pennsylvania, through PNC Wealth Management since March 2005, as of 17 October 2026.
How many years of experience does Richard Guerrini have?
Richard Guerrini has worked in the financial industry for 35 years as of 17 October 2026, counted from 17 September 1991, across 1 adviser firm.
What exams has Richard Guerrini passed?
Richard Guerrini has passed 9 licensing exams: the Series 6, Series 7, Series 63, Series 24, Series 4, Series 10, Series 65, SIE and Series 72. The earliest, the Series 6, was passed in November 1989.
Where is Richard Guerrini based?
Richard Guerrini’s registered office is in Pittsburgh, PA.
Leadership at PNC Wealth Management
- Regis Resende RamosChief Financial Officer, Principal Financial Officer, FINOP
- Margaret Mary RichardsonChief Operating Officer/Board of Managers
- Sean FlynnChief Compliance Officer & Board of Managers
- John Paul HolodinskiBoard of Managers
- Jessica MitchellBoard of Managers
- Stephanie Elizabeth RodgersBoard of Managers & Secretary
- Robert Wilson SantilloBoard of Managers
- Leigh Chase ThompsonChief Legal Officer
- Kimberly Lynn WeidnerChief Risk Officer & Board of Managers