Sean Connolly has been an investment adviser representative at ArborStone Financial since January 2026, and is not listed among the firm’s executive officers or direct owners. Sean Connolly holds a Bachelor's degree in economics from the University of New Hampshire.
Arborstone Financial, LLC is an Andover, MA firm with $476M under management, 1,129 clients and 4 advisers in one office, as of its May 2026 filing.
Sean Connolly is a Financial Advisor of ArborStone Financial, based in Andover, MA. He has over 30 years of experience advising clients on investment management and retirement planning, and emphasizes tax efficiency and long-term financial planning. He started his career as an Advisor with IDS, which was later acquired by American Express and eventually became Ameriprise Financial.
- Arborstone Financial, LLCCurrent– present · under a yearAndover, MA · Adviser representative · Firm CRD 338225
Professional designations
Listed by ArborStone Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Sean Connolly is registered as an investment adviser representative in 2 states. Each was approved in January 2026.
- MassachusettsSince 6 January 2026
- TexasSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 June 1995 |
| Series 7 | General Securities Representative Examination | 31 May 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Joseph Connolly
- CRD
- 2621357
- Firm
- ArborStone Financial · CRD 338225
- Office
- 10 NEW ENGLAND BUSINESS CENTER DRIVE, SUITE 109, Andover, MA 01810
- Registration
- Investment adviser registration
- In the industry since
- October 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- arborstonefinancial.com
Where does Sean Connolly work?
Sean Connolly is an investment adviser representative registered through Arborstone Financial, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Sean Connolly a financial advisor?
Yes. Sean Connolly has a current investment-adviser registration in Massachusetts and Texas, through ArborStone Financial since January 2026.
How many years of experience does Sean Connolly have?
Sean Connolly has 31 years in the financial industry, since October 1995, across 1 adviser firm.
What exams has Sean Connolly passed?
Sean Connolly has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 1995. FINRA credited Sean Connolly with the SIE, which began in October 2018.
Where is Sean Connolly based?
Sean Connolly’s registered office is in Andover, MA.
Is Sean Connolly registered with FINRA?
No. Sean Connolly has no current broker registration.
Is Sean Connolly a CFP?
ArborStone Financial lists Sean Connolly with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Sean Connolly, CFP® biography, arborstonefinancial.com
How can I verify Sean Connolly’s record?
Search CRD 2621357 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Connolly’s full registration record.
