William Gaudino has been Partner of ArborStone Financial since August 2025, is a control person of the firm and directly owns between 25% and 50% of it. William Gaudino holds a Bachelor's degree from Massachusetts Maritime Academy.
Arborstone Financial, LLC is an Andover, MA firm with $476M under management, 1,129 clients and 4 advisers in one office, as of its May 2026 filing.
Bill Gaudino is a Financial Advisor of ArborStone Financial, based in Andover, MA. He has more than 40 years of experience, leads the firm's financial planning efforts, and aligns estate and tax planning with asset protection and investment management. He started his career as an Advisor with IDS, which was later acquired by American Express and eventually became Ameriprise Financial.
William Gaudino’s longest registration was 4 years at Ameriprise Financial Services, LLC (2021–2026). Before joining ArborStone Financial in 2026, William Gaudino was registered through Ameriprise Financial Services, LLC.
- Arborstone Financial, LLCCurrent– present · under a yearAndover, MA · Adviser representative · Firm CRD 338225
- Ameriprise Financial Services, LLC– · 4 yearsAndover, MA · Adviser representative · Firm CRD 6363
Professional designations
Listed by ArborStone Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
William Gaudino is registered as an investment adviser representative in 2 states. Each was approved in January 2026.
- MassachusettsSince 6 January 2026
- TexasSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 1992 |
| Series 7 | General Securities Representative Examination | 3 August 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William A Gaudino
- CRD
- 2257180
- Firm
- ArborStone Financial · CRD 338225
- Role
- Partner
- Office
- 10 NEW ENGLAND BUSINESS CENTER DRIVE, SUITE 109, Andover, MA 01810
- Registration
- Investment adviser registration
- In the industry since
- August 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- arborstonefinancial.com
Where does William Gaudino work?
William Gaudino has been Partner of Arborstone Financial, LLC since August 2025, and is a control person of the firm.
Is William Gaudino a financial advisor?
Yes. William Gaudino has a current investment-adviser registration in Massachusetts and Texas, through ArborStone Financial since January 2026.
How many years of experience does William Gaudino have?
William Gaudino has 34 years in the financial industry, since August 1992, across 2 adviser firms.
What exams has William Gaudino passed?
William Gaudino has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1992. FINRA credited William Gaudino with the SIE, which began in October 2018.
Where is William Gaudino based?
William Gaudino’s registered office is in Andover, MA.
Is William Gaudino registered with FINRA?
No. William Gaudino has no current broker registration.
Is William Gaudino a CFP?
ArborStone Financial lists William Gaudino with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Bill Gaudino, CFP® biography, arborstonefinancial.com
How can I verify William Gaudino’s record?
Search CRD 2257180 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Gaudino’s full registration record.
