Justin Gaudino has been Financial Advisor and Chief Compliance Officer of ArborStone Financial since August 2025, is a control person of the firm and directly owns between 10% and 25% of it. Justin Gaudino holds a Bachelor's degree in economics from the University of Arizona.
Arborstone Financial, LLC is an Andover, MA firm with $476M under management, 1,129 clients and 4 advisers in one office, as of its May 2026 filing.
Justin Gaudino is a Financial Advisor of ArborStone Financial, based in Andover, MA. He works closely with young professionals, business owners, and entrepreneurs, with a focus on the firm's next generation of clients, and has a background in investment management and evaluating alternative assets. He started his career as a regional advisor consultant at MFS Investment Management, then moved to Mayflower Advisors in Boston, where he worked with high-net-worth families and institutional clients.
Justin Gaudino’s longest registration was 3 years at Mayflower Advisors (2021–2024). Before joining ArborStone Financial in 2026, Justin Gaudino was registered through Ameriprise Financial Services, LLC and Mayflower Advisors.
- Arborstone Financial, LLCCurrent– present · under a yearAndover, MA · Adviser representative · Firm CRD 338225
- Ameriprise Financial Services, LLC– · 1 yearAndover, MA · Adviser representative · Firm CRD 6363
- Mayflower Advisors– · 3 yearsBoston, MA · Adviser representative · Firm CRD 307857
- Wells Fargo Advisors Financial Network, LLC– · under a yearBoston, MA · Adviser representative · Firm CRD 11025
Professional designations
Listed by ArborStone Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst® (CIMA®)
- Certified Private Wealth Advisor® (CPWA®)
Investment adviser representative registrations
Justin Gaudino is registered as an investment adviser representative in 2 states. Each was approved in January 2026.
- MassachusettsSince 6 January 2026
- TexasSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 November 2015 |
| Series 7 | General Securities Representative Examination | 2 October 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6537589
- Firm
- ArborStone Financial · CRD 338225
- Role
- Financial Advisor and Chief Compliance Officer
- Office
- 10 NEW ENGLAND BUSINESS CENTER DRIVE, SUITE 109, Andover, MA 01810
- Registration
- Investment adviser registration
- In the industry since
- October 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- arborstonefinancial.com
Where does Justin Gaudino work?
Justin Gaudino has been Financial Advisor and Chief Compliance Officer of Arborstone Financial, LLC since August 2025, and is a control person of the firm.
Is Justin Gaudino a financial advisor?
Yes. Justin Gaudino has a current investment-adviser registration in Massachusetts and Texas, through ArborStone Financial since January 2026.
How many years of experience does Justin Gaudino have?
Justin Gaudino has 11 years in the financial industry, since October 2015, across 4 adviser firms.
What exams has Justin Gaudino passed?
Justin Gaudino has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2015. FINRA credited Justin Gaudino with the SIE, which began in October 2018.
Where did Justin Gaudino work before ArborStone Financial?
Before ArborStone Financial, Justin Gaudino was registered through Mayflower Advisors, January 2021 to February 2024; Wells Fargo Advisors Financial Network, LLC, February 2020 to October 2020.
Where is Justin Gaudino based?
Justin Gaudino’s registered office is in Andover, MA.
Is Justin Gaudino registered with FINRA?
No. Justin Gaudino has no current broker registration.
Is Justin Gaudino a CFP?
ArborStone Financial lists Justin Gaudino with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Justin Gaudino, CFP®, CIMA®, CPWA® biography, arborstonefinancial.com
How can I verify Justin Gaudino’s record?
Search CRD 6537589 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Justin Gaudino’s full registration record.
