Sean Collins has been an investment adviser representative at Core Alpha since August 2021, and is not listed among the firm’s executive officers or direct owners. Sean Collins holds an Undergraduate degree in Economics & Finance from Niagara University and an M.B.A. in Finance from Niagara University.
Core Alpha, Inc. is a Rochester, NY firm with $146M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
Sean P. Collins is VP, Lead Analyst of Core Alpha, Inc. He assists clients in the Rochester area in meeting their financial goals through long-term financial plans, and designs and monitors financial models and portfolios. He has served as a Financial Analyst for the Institutional Sales Division of Citi Group.
Investment adviser representative registrations
Sean Collins is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 11 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 July 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 June 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sean Patrick Collins
- CRD
- 5010529
- Firm
- Core Alpha · CRD 119635
- Office
- 1701 CHILI AVENUE, Rochester, NY 14624
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- corealpha.com
Where does Sean Collins work?
Sean Collins is an investment adviser representative registered through Core Alpha, Inc. since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Sean Collins a financial advisor?
Yes. Sean Collins has a current investment-adviser registration in New York, through Core Alpha since August 2021.
How many years of experience does Sean Collins have?
Sean Collins has 20 years in the financial industry, since August 2006, across 1 adviser firm.
What exams has Sean Collins passed?
Sean Collins has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2006. FINRA credited Sean Collins with the SIE, which began in October 2018.
Where is Sean Collins based?
Sean Collins’ registered office is in Rochester, NY.
Is Sean Collins registered with FINRA?
Yes. Sean Collins has a current broker registration, under CRD 5010529.
Source: FINRA BrokerCheck
How can I verify Sean Collins’ record?
Search CRD 5010529 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sean Collins’ full registration record.