Scott Zollo has been Chief Compliance Officer / Direct Owner of Core Alpha since March 2000, is a control person of the firm and directly owns 75% or more of it. Scott Zollo holds a Master's degree in Finance from Rochester Institute of Technology and a Bachelor's degree in Finance from Rochester Institute of Technology.
Core Alpha, Inc. is a Rochester, NY firm with $146M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
Scott J. Zollo is President of Core Alpha, Inc. He obtained his first FINRA securities license in 1990. In 2000, he founded Core Alpha to manage portfolios for individuals and small businesses.
Professional designations
Listed by Core Alpha
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Scott Zollo is registered as an investment adviser representative in 3 states. The first approvals date from July 2021; the most recent is Florida, in August 2021.
- FloridaSince 6 August 2021
- New YorkSince 11 July 2021
- TexasSince 11 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 30 October 2006 |
| Series 51 | Municipal Fund Securities Principal Examination | 24 March 2003 |
| Series 52 | Municipal Securities Representative Examination | 26 July 2002 |
| Series 24 | General Securities Principal Examination | 3 November 1998 |
| Series 62 | Corporate Securities Limited Representative Examination | 15 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 October 1991 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott John Zollo
- CRD
- 2172869
- Firm
- Core Alpha · CRD 119635
- Role
- Chief Compliance Officer / Direct Owner
- Office
- 1701 CHILI AVENUE, Rochester, NY 14624
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- corealpha.com
Where does Scott Zollo work?
Scott Zollo has been Chief Compliance Officer / Direct Owner of Core Alpha, Inc. since March 2000, and is a control person of the firm.
Is Scott Zollo a financial advisor?
Yes. Scott Zollo has a current investment-adviser registration in Florida, New York and Texas, through Core Alpha since July 2021.
How many years of experience does Scott Zollo have?
Scott Zollo has 35 years in the financial industry, since October 1991, across 1 adviser firm.
What exams has Scott Zollo passed?
Scott Zollo has passed 8 licensing exams: the Series 6, Series 63, Series 62, Series 24, Series 52, Series 51, Series 28 and Series 99TO. The earliest, the Series 6, was passed in October 1991. FINRA credited Scott Zollo with the SIE, which began in October 2018.
Where is Scott Zollo based?
Scott Zollo’s registered office is in Rochester, NY.
Is Scott Zollo registered with FINRA?
Yes. Scott Zollo has a current broker registration, under CRD 2172869.
Source: FINRA BrokerCheck
Is Scott Zollo a CFA charterholder?
Core Alpha lists Scott Zollo with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Scott Zollo’s record?
Search CRD 2172869 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Zollo’s full registration record.