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Scott Schlesinger

Chief Operating Officer and Vice President of GP at Tocqueville Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Scott Schlesinger is Chief Operating Officer and Vice President of GP of Tocqueville Asset Management LP, a New York investment adviser managing $10.2B. Scott Schlesinger has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Tocqueville Asset Management

Title on Schedule A
Chief Operating Officer and Vice President of GP
Control
Scott Schlesinger is a control person of Tocqueville Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Schlesinger has held the filed role since January 2020.

The firm

Tocqueville Asset Management LP
New York, NY

Form ADV filed 31 March 2026

$10.2B AUM1,270 clients35 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO and Series 57TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2007
  4. Passed Series 55 · 2000
  5. Passed Series 7 and Series 63 · 1984

Registrations and exams

Broker registration; no current adviser registration. Scott Schlesinger has passed 7 qualifying exams.

Examinations

Series 6330 October 1984
Name
Uniform Securities Agent State Law Examination
Series 249 February 2007
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5514 April 2000
Name
Limited Representative-Equity Trader Exam
Series 715 September 1984
Name
General Securities Representative Examination

Individual record

Full name
Scott Ira Schlesinger
CRD
1252675
Firm
Tocqueville Asset Management LP
Registration status
Broker registration; no current adviser registration
Firm bio
tocqueville.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Tocqueville lists Scott Schlesinger as chief operating officer and vice-president. Official firm biography/team page

Common questions

Where does Scott Schlesinger work?

Scott Schlesinger has been Chief Operating Officer and Vice President of GP of Tocqueville Asset Management LP since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Scott Schlesinger have a current investment-adviser registration?

Scott Schlesinger has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Scott Schlesinger passed?

Scott Schlesinger has passed 7 licensing exams: the Series 7, Series 63, Series 55, Series 24, SIE, Series 52TO and Series 57TO. The earliest, the Series 7, was passed in September 1984.

Source: IAPD individual record, checked 17 October 2026

Leadership at Tocqueville Asset Management

  • Paul Kleinschmidt
    CEO & President of GP
  • Jeffrey Zatkowsky
    Chief Financial Officer
  • Kelsey Graham
    Chief Compliance Officer
  • Robert Kleinschmidt
    Chairman of GP
  • Alexander Kleinschmidt
    Trustee

Sources

  1. IAPD individual record, CRD 1252675. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tocqueville Asset Management LP, filed 31 March 2026. Title, control and ownership bands.
  3. Tocqueville Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Schlesinger or Tocqueville Asset Management LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.