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Robert Kleinschmidt

Chairman of GP at Tocqueville Asset Management

Investment adviser and broker registrationsNew York, NYSEC record checked 17 October 2026

48
Years in the industry
10
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Robert Kleinschmidt is Chairman of GP of Tocqueville Asset Management LP, a New York investment adviser managing $10.2B. Robert Kleinschmidt has been registered through Tocqueville Asset Management since 6 November 2015, has 48 years in the industry across 1 firm and has passed 10 licensing exams.

Role at Tocqueville Asset Management

Title on Schedule A
Chairman of GP
Control
Robert Kleinschmidt is a control person of Tocqueville Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Kleinschmidt has held the filed role since July 1991.

The firm

Tocqueville Asset Management LP
New York, NY

Form ADV filed 31 March 2026

$10.2B AUM1,270 clients35 advisers2 offices

Career on record

Robert Kleinschmidt has been registered through Tocqueville Asset Management since November 2015.

Firms and exams, newest first
  1. Passed Series 52TO, Series 99TO and Series 57TO · 2023
  2. Passed SIE · 2018
  3. Tocqueville Asset Management LPCurrent
    – present · 11 years
    New York, NY · Adviser representative · Firm CRD 105690
  4. Passed Series 87 · 2005
  5. Passed Series 55 · 2000
  6. Passed Series 63 · 1982
  7. Passed Series 41 and Series 24 · 1981
  8. Passed Series 7 · 1978

Registrations and exams

Robert Kleinschmidt has a current investment-adviser registration in Florida and New York and has passed 10 qualifying exams.

Florida6 November 2015
Scope
Investment adviser representative
Status
Approved
New York9 March 2021
Scope
Investment adviser representative
Status
Approved

Examinations

Series 636 April 1982
Name
Uniform Securities Agent State Law Examination
Series 2419 October 1981
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 8730 March 2005
Name
Research Analyst Exam - Part II Regulations Module
Series 5510 April 2000
Name
Limited Representative-Equity Trader Exam
Series 4118 July 1981
Name
NYSE Allied Member Examination
Series 715 July 1978
Name
General Securities Representative Examination

Individual record

Full name
Robert William Kleinschmidt
CRD
855215
Firm
Tocqueville Asset Management LP
Registration status
Investment adviser and broker registrations
Office
40 WEST 57TH STREET, 19TH FLOOR, New York, NY 10019
Firm bio
tocqueville.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Tocqueville lists Robert Kleinschmidt as executive chairman, chief investment officer and portfolio manager on its Multi Cap Equity team. Official firm biography/team page

Common questions

Where does Robert Kleinschmidt work?

Robert Kleinschmidt has been Chairman of GP of Tocqueville Asset Management LP since July 1991, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Robert Kleinschmidt a financial advisor?

Yes. Robert Kleinschmidt has a current investment-adviser registration in Florida and New York, through Tocqueville Asset Management since November 2015, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Robert Kleinschmidt have?

Robert Kleinschmidt has worked in the financial industry for 48 years as of 17 October 2026, counted from 3 August 1978, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Robert Kleinschmidt passed?

Robert Kleinschmidt has passed 10 licensing exams: the Series 7, Series 41, Series 24, Series 63, Series 55, Series 87, SIE, Series 52TO, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in July 1978.

Source: IAPD individual record, checked 17 October 2026

Where is Robert Kleinschmidt based?

Robert Kleinschmidt’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Tocqueville Asset Management

  • Paul Kleinschmidt
    CEO & President of GP
  • Scott Schlesinger
    Chief Operating Officer and Vice President of GP
  • Jeffrey Zatkowsky
    Chief Financial Officer
  • Kelsey Graham
    Chief Compliance Officer
  • Alexander Kleinschmidt
    Trustee

Sources

  1. IAPD individual record, CRD 855215. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tocqueville Asset Management LP, filed 31 March 2026. Title, control and ownership bands.
  3. Tocqueville Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Kleinschmidt or Tocqueville Asset Management LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.