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Scott Rofey

Global Head of Fic and Cross Asset Risk at Millennium Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Scott Rofey is Global Head of Fic and Cross Asset Risk of Millennium Management LLC, a New York investment adviser managing $721B. Scott Rofey has passed 5 licensing exams.

Role at Millennium Management

Title on Schedule A
Global Head of Fic and Cross Asset Risk
Control
Scott Rofey is a control person of Millennium Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Rofey has held the filed role since March 2021.

The firm

Millennium Management LLC
New York, NY

Form ADV filed 25 August 2026

$721B AUM27 clients3,055 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 4 · 2011
  3. Passed Series 24 · 2009
  4. Passed Series 63 · 2005
  5. Passed Series 7 · 2003

Registrations and exams

No current adviser or broker registration. Scott Rofey has passed 5 qualifying exams.

Examinations

Series 632 February 2005
Name
Uniform Securities Agent State Law Examination
Series 411 January 2011
Name
Registered Options Principal Examination
Series 2427 January 2009
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 October 2003
Name
General Securities Representative Examination

Individual record

Full name
Scott Michael Rofey
CRD
4673858
Firm
Millennium Management LLC
Registration status
No current adviser or broker registration
Firm bio
mlp.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Scott Rofey is Millennium’s Global Head of FIC and Cross Asset Risk and a member of the Office of the CIO. Before Millennium, he held trading roles at Goldman Sachs and JPMorgan. Official firm biography page

Education

Common questions

Where does Scott Rofey work?

Scott Rofey has been Global Head of Fic and Cross Asset Risk of Millennium Management LLC since March 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 August 2026

Does Scott Rofey have a current investment-adviser registration?

Scott Rofey has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Scott Rofey passed?

Scott Rofey has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 4 and SIE. The earliest, the Series 7, was passed in October 2003.

Source: IAPD individual record, checked 18 October 2026

Leadership at Millennium Management

Sources

  1. IAPD individual record, CRD 4673858. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Millennium Management LLC, filed 25 August 2026. Title, control and ownership bands.
  3. Millennium Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Rofey or Millennium Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.