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Martin Schwartz

Chief Compliance Officer at Millennium Management

Officer record from the firm’s Form ADVForm ADV filed 25 August 2026

Martin Schwartz is Chief Compliance Officer of Millennium Management LLC, a New York investment adviser.

Role at Millennium Management

Title on Schedule A
Chief Compliance Officer
Control
Martin Schwartz is a control person of Millennium Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Martin Schwartz has held the filed role since November 2004.

The firm

Millennium Management LLC
New York, NY

Form ADV filed 25 August 2026

$721B AUM27 clients3,055 advisers26 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Martin Schwartz is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Martin Schwartz
CRD
4930538
Firm
Millennium Management LLC
Record basis
Form ADV officer listing
Firm bio
mlp.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Martin Schwartz is Millennium’s Chief Compliance Officer. Before joining Millennium, he practiced law at Fried, Frank, Harris, Shriver & Jacobson and served on staff at the SEC’s Division of Market Regulation. Official firm biography page

Education

Common questions

Where does Martin Schwartz work?

Martin Schwartz has been Chief Compliance Officer of Millennium Management LLC since November 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 August 2026

Leadership at Millennium Management

Sources

  1. IAPD individual lookup, CRD 4930538. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Millennium Management LLC, filed 25 August 2026. Title, control and ownership bands.
  3. Millennium Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Martin Schwartz or Millennium Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.