Scott Lisle has been Vice President of Brown, Lisle/Cummings since January 2008, is a control person of the firm and directly owns between 10% and 25% of it. Scott Lisle studied at Ohio Wesleyan University.
Brown, Lisle/Cummings, Inc. is a Providence, RI firm with $487M under management, 238 clients and 8 advisers in one office, as of its June 2026 filing.
Scott S. Lisle is Partner of Brown Lisle Cummings. He began his investment career in Seattle, joined Murphy Favre in 1995 and D.A. Davidson in 1999 as a senior vice president and financial advisor, and joined Brown Lisle Cummings in 2005. With over 25 years in the investment business, he manages client accounts primarily in the New England region and the Pacific Northwest.
Scott Lisle’s longest registration is the current one, 19 years at Brown, Lisle/Cummings since 2006. Before joining Brown, Lisle/Cummings in 2006, Scott Lisle was registered through D.a. Davidson & Co.
- Brown, Lisle/Cummings, IncCurrent– present · 19 yearsProvidence, RI · Adviser representative · Firm CRD 1331
- D.a. Davidson & Co.– · 3 yearsSeattle, WA · Adviser representative · Firm CRD 199
Investment adviser representative registrations
Scott Lisle is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2006; the most recent is Texas, in March 2024.
- Rhode IslandSince 10 November 2006
- TexasResidentSince 13 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 March 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 November 2001 |
| Series 7 | General Securities Representative Examination | 20 June 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 April 1992 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Sawyer Lisle
- CRD
- 2220388
- Firm
- Brown, Lisle/Cummings · CRD 1331
- Role
- Vice President
- Office
- 56 EXCHANGE TERRACE SUITE 300, Providence, RI 02903-1772
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- brownlc.com
Where does Scott Lisle work?
Scott Lisle has been Vice President of Brown, Lisle/Cummings, Inc. since January 2008, and is a control person of the firm.
Is Scott Lisle a financial advisor?
Yes. Scott Lisle has a current investment-adviser registration in Rhode Island and Texas, through Brown, Lisle/Cummings since November 2006.
How many years of experience does Scott Lisle have?
Scott Lisle has 31 years in the financial industry, since October 1994, across 2 adviser firms.
What exams has Scott Lisle passed?
Scott Lisle has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24 and Series 99TO. The earliest, the Series 6, was passed in April 1992. FINRA credited Scott Lisle with the SIE, which began in October 2018.
Where did Scott Lisle work before Brown, Lisle/Cummings?
Before Brown, Lisle/Cummings, Scott Lisle was registered through D.a. Davidson & Co., April 2002 to June 2005.
Where is Scott Lisle based?
Scott Lisle’s registered office is in Providence, RI.
Is Scott Lisle registered with FINRA?
Yes. Scott Lisle has a current broker registration, under CRD 2220388.
Source: FINRA BrokerCheck
How can I verify Scott Lisle’s record?
Search CRD 2220388 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Lisle’s full registration record.