Louis Murphy has been Vice President of Brown, Lisle/Cummings since January 2001, is a control person of the firm and directly owns between 10% and 25% of it.
Brown, Lisle/Cummings, Inc. is a Providence, RI firm with $487M under management, 238 clients and 8 advisers in one office, as of its June 2026 filing.
- Brown, Lisle/Cummings, IncCurrent– present · 19 yearsProvidence, RI · Adviser representative · Firm CRD 1331
Investment adviser representative registrations
Louis Murphy is registered as an investment adviser representative in Rhode Island, since July 2007.
- Rhode IslandSince 5 July 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2007 |
| Series 24 | General Securities Principal Examination | 21 February 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 1983 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Louis George Murphy
- CRD
- 1162141
- Firm
- Brown, Lisle/Cummings · CRD 1331
- Role
- Vice President
- Office
- 56 EXCHANGE TERRACE SUITE 300, Providence, RI 02903-1772
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Louis Murphy work?
Louis Murphy has been Vice President of Brown, Lisle/Cummings, Inc. since January 2001, and is a control person of the firm.
Is Louis Murphy a financial advisor?
Yes. Louis Murphy has a current investment-adviser registration in Rhode Island, through Brown, Lisle/Cummings since July 2007.
How many years of experience does Louis Murphy have?
Louis Murphy has 42 years in the financial industry, since November 1983, across 1 adviser firm.
What exams has Louis Murphy passed?
Louis Murphy has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 99TO. The earliest, the Series 7, was passed in October 1983. FINRA credited Louis Murphy with the SIE, which began in October 2018.
Where is Louis Murphy based?
Louis Murphy’s registered office is in Providence, RI.
Is Louis Murphy registered with FINRA?
Yes. Louis Murphy has a current broker registration, under CRD 1162141.
Source: FINRA BrokerCheck
How can I verify Louis Murphy’s record?
Search CRD 1162141 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Louis Murphy’s full registration record.