David Izzi has been President and Secretary and Treasurer and Chief Compliance Officer of Brown, Lisle/Cummings since January 1997, is a control person of the firm and directly owns between 10% and 25% of it. David Izzi holds a BA in Economics from Providence College.
Brown, Lisle/Cummings, Inc. is a Providence, RI firm with $487M under management, 238 clients and 8 advisers in one office, as of its June 2026 filing.
David A. Izzi is President of Brown Lisle Cummings. He joined the firm as an equities trader in December 1990, became a partner in 1997, and has served as the firm's President since 2003, overseeing compliance, operations and financial reporting.
- Brown, Lisle/Cummings, IncCurrent– present · 19 yearsProvidence, RI · Adviser representative · Firm CRD 1331
Investment adviser representative registrations
David Izzi is registered as an investment adviser representative in Rhode Island, since May 2007.
- Rhode IslandSince 25 May 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 May 2007 |
| Series 4 | Registered Options Principal Examination | 7 December 1993 |
| Series 27 | Financial and Operations Principal Examination | 21 September 1993 |
| Series 53 | Municipal Securities Principal Examination | 1 September 1993 |
| Series 24 | General Securities Principal Examination | 18 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 1990 |
| Series 7 | General Securities Representative Examination | 17 March 1990 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Registered Options Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Anthony Izzi
- CRD
- 2027961
- Firm
- Brown, Lisle/Cummings · CRD 1331
- Role
- President; Secretary; Treasurer; Chief Compliance Officer
- Office
- 56 EXCHANGE TERRACE SUITE 300, Providence, RI 02903-1772
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- brownlc.com
Where does David Izzi work?
David Izzi has been President; Secretary; Treasurer; Chief Compliance Officer of Brown, Lisle/Cummings, Inc. since January 1997, and is a control person of the firm.
Is David Izzi a financial advisor?
Yes. David Izzi has a current investment-adviser registration in Rhode Island, through Brown, Lisle/Cummings since May 2007.
How many years of experience does David Izzi have?
David Izzi has 36 years in the financial industry, since April 1990, across 1 adviser firm.
What exams has David Izzi passed?
David Izzi has passed 10 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 27, Series 4, Series 65, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in March 1990. FINRA credited David Izzi with the SIE, which began in October 2018.
Where is David Izzi based?
David Izzi’s registered office is in Providence, RI.
Is David Izzi registered with FINRA?
Yes. David Izzi has a current broker registration, under CRD 2027961.
Source: FINRA BrokerCheck
How can I verify David Izzi’s record?
Search CRD 2027961 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Izzi’s full registration record.