Role at Fort Washington Investment Advisors
- Title on Schedule A
- Vice President, Chief Compliance Officer
- Control
- Scott Henry is a control person of Fort Washington Investment Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Scott Henry has held the filed role since July 2025.
The firm
Form ADV filed 23 June 2026
Career on record
- Passed SIE and Series 7TO · 2025
Registrations and exams
Broker registration; no current adviser registration. Scott Henry has passed 2 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 18 March 2025 |
| SIE | Securities Industry Essentials Examination | 29 January 2025 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Scott Henry
- CRD
- 8043051
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- westernsouthern.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Scott Henry is Vice President and Chief Compliance Officer of Fort Washington. Earlier, he served as Senior Counsel – Investments at Western & Southern and practiced at Greenebaum Doll & McDonald. Official firm biography
Education
- JD, University of Cincinnati College of LawOfficial firm biography
- BS in Systems Engineering, University of VirginiaOfficial firm biography
Common questions
Where does Scott Henry work?
Scott Henry has been Vice President, Chief Compliance Officer of Fort Washington Investment Advisors Inc since July 2025, and is a control person of the firm.
Does Scott Henry have a current investment-adviser registration?
Scott Henry has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Scott Henry passed?
Scott Henry has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in January 2025.
Leadership at Fort Washington Investment Advisors
- Maribeth RahePresident & CEO
- Christopher ShipleySenior Vice President, Co- Chief Investment Officer
- Brendan WhiteSenior Vice President, Co- Chief Investment Officer
- Gerald UllandDirector, Chief Financial Officer, Chief Administrative Officer
- John BarrettDirector
- David HendersonChief Risk Officer
- Jay JohnsonTreasurer
- Jonathan NiemeyerDirector
- Krista RiversManaging Director & Head of Business Development
- Jeffrey StaintonSecretary
- Tracey StofaManaging Director, Head of Private Client Group
- Eric WalzerManaging Director, Investment Operations
- Donald WuebblingDirector