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Krista Rivers

Managing Director & Head of Business Development at Fort Washington Investment Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

2
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Krista Rivers is Managing Director & Head of Business Development of Fort Washington Investment Advisors Inc, a Cincinnati investment adviser managing $93.5B. Krista Rivers has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 66 and Series 63.

Role at Fort Washington Investment Advisors

Title on Schedule A
Managing Director & Head of Business Development
Control
Krista Rivers is a control person of Fort Washington Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Krista Rivers has held the filed role since August 2025.

The firm

Fort Washington Investment Advisors Inc
Cincinnati, OH

Form ADV filed 23 June 2026

$93.5B AUM755 clients72 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 63 · 2021
  2. Rmb Capital Management
    – · 8 years
    Chicago, IL · Adviser representative · Firm CRD 134249
  3. Ariel Investments, LLC
    – · 12 years
    Chicago, IL · Adviser representative · Firm CRD 108211
  4. Passed Series 66 · 2002
  5. Passed Series 7 · 1994

Registrations and exams

Broker registration; no current adviser registration. Krista Rivers has passed 3 qualifying exams.

Examinations

Series 6321 May 2021
Name
Uniform Securities Agent State Law Examination
Series 663 October 2002
Name
Uniform Combined State Law Examination
Series 720 July 1994
Name
General Securities Representative Examination

Individual record

Full name
Krista L Rivers
CRD
2517449
Firm
Fort Washington Investment Advisors Inc
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Krista Rivers work?

Krista Rivers has been Managing Director & Head of Business Development of Fort Washington Investment Advisors Inc since August 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 June 2026

Does Krista Rivers have a current investment-adviser registration?

Krista Rivers has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Krista Rivers passed?

Krista Rivers has passed 3 licensing exams: the Series 7, Series 66 and Series 63. The earliest, the Series 7, was passed in July 1994.

Source: IAPD individual record, checked 17 October 2026

Where was Krista Rivers previously registered as an investment adviser?

Krista Rivers has past investment-adviser registrations through Rmb Capital Management, December 2014 to February 2023; Ariel Investments, LLC, October 2002 to November 2014, across 2 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Fort Washington Investment Advisors

  • Scott Henry
    Vice President, Chief Compliance Officer
  • Maribeth Rahe
    President & CEO
  • Christopher Shipley
    Senior Vice President, Co- Chief Investment Officer
  • Brendan White
    Senior Vice President, Co- Chief Investment Officer
  • Gerald Ulland
    Director, Chief Financial Officer, Chief Administrative Officer
  • John Barrett
    Director
  • David Henderson
    Chief Risk Officer
  • Jay Johnson
    Treasurer
  • Jonathan Niemeyer
    Director
  • Jeffrey Stainton
    Secretary
  • Tracey Stofa
    Managing Director, Head of Private Client Group
  • Eric Walzer
    Managing Director, Investment Operations
  • Donald Wuebbling
    Director

Sources

  1. IAPD individual record, CRD 2517449. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fort Washington Investment Advisors Inc, filed 23 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Krista Rivers or Fort Washington Investment Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.