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Scott Glasser

Chief Investment Officer; Director at Clearbridge Investments

Broker registration; no current adviser registration

Scott Glasser is Chief Investment Officer; Director of Clearbridge Investments, LLC, a New York investment adviser managing $185B. Scott Glasser has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 65, Series 63 and Series 24.

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Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Scott Glasser is Chief Investment Officer and Director of Clearbridge Investments. Scott Glasser is a control person of the firm and directly owns under 5% of it.

Clearbridge Investments, LLC is a New York, NY firm with $185B under management, 124,530 clients and 71 advisers across 9 offices, as of its August 2026 filing.

ClearBridge identifies Scott Glasser as Chief Investment Officer.

No adviser firm registrations are on Scott Glasser’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2413 December 1999
Name
General Securities Principal Examination
Series 6312 November 1996
Name
Uniform Securities Agent State Law Examination
Series 6521 October 1996
Name
Uniform Investment Adviser Law Examination
Series 719 June 1996
Name
General Securities Representative Examination

Individual record

Full name
Scott Keith Glasser
CRD
2258385
Firm bio
clearbridge.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Scott Glasser work?

Scott Glasser is Chief Investment Officer; Director of Clearbridge Investments, LLC, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Does Scott Glasser have a current investment-adviser registration?

Scott Glasser has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Scott Glasser passed?

Scott Glasser has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 24. The earliest, the Series 7, was passed in June 1996. FINRA credited Scott Glasser with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Clearbridge Investments

Sources

  1. IAPD individual record, CRD 2258385. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Clearbridge Investments, LLC, filed 28 August 2026. Title, control and ownership bands.
  3. Clearbridge Investments team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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