Career
Brian Murphy has been Chief Compliance Officer of Clearbridge Investments since January 2023. Brian Murphy is a control person of the firm and directly owns under 5% of it.
Clearbridge Investments, LLC is a New York, NY firm with $185B under management, 124,530 clients and 71 advisers across 9 offices, as of its August 2026 filing.
No adviser firm registrations are on Brian Murphy’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 April 2005 |
| Series 7 | General Securities Representative Examination | 16 November 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Brian R Murphy
- CRD
- 4846763
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Brian Murphy work?
Brian Murphy has been Chief Compliance Officer of Clearbridge Investments, LLC since January 2023, and is a control person of the firm.
Does Brian Murphy have a current investment-adviser registration?
Brian Murphy has a current broker registration and no current investment-adviser registration.
What exams has Brian Murphy passed?
Brian Murphy has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in November 2004. FINRA credited Brian Murphy with the SIE, which began in October 2018.
Leadership at Clearbridge Investments
- Terrence MurphyChief Executive Officer
- Terrence MurphyPresident
- John HallerChief Operating Officer
- Jasna DolgovGeneral Counsel
- Brian EakesDirector
- Scott GlasserChief Investment Officer
- Scott GlasserDirector
- John HallerDirector
- Jennifer JohnsonDirector
- Terrence MurphyDirector
- Matthew NichollsDirector
- Seok OhDirector