Scott Cooley has been an investment adviser representative at Basepoint Wealth since September 2018, and is not listed among the firm’s executive officers or direct owners.
Basepoint Wealth, LLC is a Cedar Rapids, IA firm with $884M under management, 1,263 clients and 13 advisers across 4 offices, as of its August 2026 filing.
Scott Cooley’s longest registration is the current one, 8 years at Basepoint Wealth since 2018. Before joining Basepoint Wealth in 2018, Scott Cooley was registered through Northwestern Mutual Investment Services,llc.
- Basepoint Wealth, LLCCurrent– present · 8 yearsCedar Rapids, IA · Adviser representative · Firm CRD 289538
- Northwestern Mutual Investment Services,llc– · 4 yearsCoralville, IA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Scott Cooley is registered as an investment adviser representative in Iowa, since September 2018.
- IowaSince 20 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2014 |
| Series 7 | General Securities Representative Examination | 30 August 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 June 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Michael Cooley
- CRD
- 6011648
- Firm
- Basepoint Wealth · CRD 289538
- Office
- 4700 N. RIVER BLVD NE, Cedar Rapids, IA 52411
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Cooley work?
Scott Cooley is an investment adviser representative registered through Basepoint Wealth, LLC since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is Scott Cooley a financial advisor?
Yes. Scott Cooley has a current investment-adviser registration in Iowa, through Basepoint Wealth since September 2018.
How many years of experience does Scott Cooley have?
Scott Cooley has 14 years in the financial industry, since June 2012, across 2 adviser firms.
What exams has Scott Cooley passed?
Scott Cooley has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 2012. FINRA credited Scott Cooley with the SIE, which began in October 2018.
Where is Scott Cooley based?
Scott Cooley’s registered office is in Cedar Rapids, IA.
Is Scott Cooley registered with FINRA?
No. Scott Cooley has no current broker registration.
How can I verify Scott Cooley’s record?
Search CRD 6011648 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Cooley’s full registration record.
