William Wallace has been Chief Investment Officer and Managing Member" of Basepoint Wealth since August 2017, is a control person of the firm and directly owns between 25% and 50% of it. William Wallace holds a Master's degree in Business Administration from the University of Iowa and a Certificate in Leadership from the University of Iowa. William Wallace studied at Augustana College.
Basepoint Wealth, LLC is a Cedar Rapids, IA firm with $884M under management, 1,263 clients and 13 advisers across 4 offices, as of its August 2026 filing.
W. Allen Wallace is Chief Investment Officer and Founding & Managing Partner of Basepoint Wealth. He has been a personal financial planner and wealth advisor for over 25 years, and as Chief Investment Officer oversees the implementation of the firm's Wealth Management Process. He and other advisors set out in 2017 to create Basepoint Wealth.
William Wallace’s longest registration was 17 years at Ameriprise Financial Services, Inc. (2000–2017). Before joining Basepoint Wealth in 2017, William Wallace was registered through Ameriprise Financial Services, Inc.
- Basepoint Wealth, LLCCurrent– present · 9 yearsCedar Rapids, IA · Adviser representative · Firm CRD 289538
- Ameriprise Financial Services, Inc.– · 17 yearsCedar Rapids, IA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
William Wallace is registered as an investment adviser representative in Iowa, since October 2017.
- IowaSince 9 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 July 2000 |
| Series 7 | General Securities Representative Examination | 20 July 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Allen Wallace
- CRD
- 4233166
- Firm
- Basepoint Wealth · CRD 289538
- Role
- Chief Investment Officer and Managing Member"
- Office
- 4700 N. RIVER BLVD NE, Cedar Rapids, IA 52411
- Registration
- Investment adviser registration
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- basepointwealth.com
Where does William Wallace work?
William Wallace has been Chief Investment Officer and Managing Member" of Basepoint Wealth, LLC since August 2017, and is a control person of the firm.
Is William Wallace a financial advisor?
Yes. William Wallace has a current investment-adviser registration in Iowa, through Basepoint Wealth since October 2017.
How many years of experience does William Wallace have?
William Wallace has 26 years in the financial industry, since July 2000, across 2 adviser firms.
What exams has William Wallace passed?
William Wallace has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2000. FINRA credited William Wallace with the SIE, which began in October 2018.
Where is William Wallace based?
William Wallace’s registered office is in Cedar Rapids, IA.
Is William Wallace registered with FINRA?
No. William Wallace has no current broker registration.
How can I verify William Wallace’s record?
Search CRD 4233166 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Wallace’s full registration record.
