Kathryn Wallace has been Managing Member, Senior Wealth Advisor of Basepoint Wealth since August 2017, is a control person of the firm and directly owns between 25% and 50% of it. Kathryn Wallace holds a Degree in Psychology and Secondary Education from Cornell College. Kathryn Wallace studied at Kirkwood Community College.
Basepoint Wealth, LLC is a Cedar Rapids, IA firm with $884M under management, 1,263 clients and 13 advisers across 4 offices, as of its August 2026 filing.
Kate Wallace is President and Senior Wealth Advisor of Basepoint Wealth, and a founding and managing partner of the firm. She has over 20 years of experience developing and supporting financial plans for families and small business owners.
Kathryn Wallace’s longest registration was 14 years at Ameriprise Financial Services, Inc. (2003–2017). Before joining Basepoint Wealth in 2017, Kathryn Wallace was registered through Ameriprise Financial Services, Inc.
- Basepoint Wealth, LLCCurrent– present · 9 yearsCedar Rapids, IA · Adviser representative · Firm CRD 289538
- Ameriprise Financial Services, Inc.– · 14 yearsCedar Rapids, IA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Basepoint Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Retirement Income Certified Professional (RICP®)
- Accredited Portfolio Management Advisor (APMA®)
Investment adviser representative registrations
Kathryn Wallace is registered as an investment adviser representative in Iowa, since October 2017.
- IowaSince 9 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 May 2003 |
| Series 7 | General Securities Representative Examination | 15 April 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathryn Marsh Wallace
- CRD
- 4641895
- Firm
- Basepoint Wealth · CRD 289538
- Role
- Managing Member, Senior Wealth Advisor
- Office
- 4700 N. RIVER BLVD NE, Cedar Rapids, IA 52411
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- basepointwealth.com
Where does Kathryn Wallace work?
Kathryn Wallace has been Managing Member, Senior Wealth Advisor of Basepoint Wealth, LLC since August 2017, and is a control person of the firm.
Is Kathryn Wallace a financial advisor?
Yes. Kathryn Wallace has a current investment-adviser registration in Iowa, through Basepoint Wealth since October 2017.
How many years of experience does Kathryn Wallace have?
Kathryn Wallace has 23 years in the financial industry, since April 2003, across 2 adviser firms.
What exams has Kathryn Wallace passed?
Kathryn Wallace has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2003. FINRA credited Kathryn Wallace with the SIE, which began in October 2018.
Where is Kathryn Wallace based?
Kathryn Wallace’s registered office is in Cedar Rapids, IA.
Is Kathryn Wallace registered with FINRA?
No. Kathryn Wallace has no current broker registration.
Is Kathryn Wallace a CFP?
Basepoint Wealth lists Kathryn Wallace with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kathryn Wallace’s record?
Search CRD 4641895 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Wallace’s full registration record.
