Scott Barks has been an investment adviser representative at Barnes Wealth Management Group since January 2014, and is not listed among the firm’s executive officers or direct owners.
Barnes Wealth Management Group, Inc. is a Bakersfield, CA firm with $477M under management, 897 clients and 7 advisers in one office, as of its March 2026 filing.
Scott Barks’ longest registration is the current one, 12 years at Barnes Wealth Management Group since 2014. Before joining Barnes Wealth Management Group in 2014, Scott Barks was registered through LPL Financial LLC.
- – present · 12 yearsBakersfield, CA · Adviser representative · Firm CRD 132189
- LPL Financial LLC– · under a yearBakersfield, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Scott Barks is registered as an investment adviser representative in California, since January 2014.
- CaliforniaSince 22 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 15 March 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 15 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 July 2013 |
| Series 7 | General Securities Representative Examination | 3 April 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 November 2006 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott C Barks
- CRD
- 4068669
- Firm
- Barnes Wealth Management Group · CRD 132189
- Office
- 5060 CALIFORNIA AVE., SUITE 600, Bakersfield, CA 93309
- Registration
- Investment adviser registration
- In the industry since
- February 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Barks work?
Scott Barks is an investment adviser representative registered through Barnes Wealth Management Group, Inc. since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Scott Barks a financial advisor?
Yes. Scott Barks has a current investment-adviser registration in California, through Barnes Wealth Management Group since January 2014.
How many years of experience does Scott Barks have?
Scott Barks has 20 years in the financial industry, since February 2006, across 2 adviser firms.
What exams has Scott Barks passed?
Scott Barks has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in November 2006. FINRA credited Scott Barks with the SIE, which began in October 2018.
Where is Scott Barks based?
Scott Barks’ registered office is in Bakersfield, CA.
Is Scott Barks registered with FINRA?
No. Scott Barks has no current broker registration.
How can I verify Scott Barks’ record?
Search CRD 4068669 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Barks’ full registration record.
- Steven BarnesPresident and Chief Compliance Officer
- Lori BarnesTrustee to the Barnes Living Trust Dated 09/20/1995