Steven Barnes has been President and Chief Compliance Officer of Barnes Wealth Management Group since August 2001, is a control person of the firm and directly owns 75% or more of it.
Barnes Wealth Management Group, Inc. is a Bakersfield, CA firm with $477M under management, 897 clients and 7 advisers in one office, as of its March 2026 filing.
Steven Barnes’ longest registration is the current one, 24 years at Barnes Wealth Management Group since 2001. Before joining Barnes Wealth Management Group in 2001, Steven Barnes was registered through LPL Financial LLC.
- – present · 24 yearsBakersfield, CA · Adviser representative · Firm CRD 132189
- LPL Financial LLC– · 14 yearsBakersfield, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Steven Barnes is registered as an investment adviser representative in 2 states. The first approvals date from October 2001; the most recent is Texas, in May 2022.
- CaliforniaSince 30 October 2001
- TexasSince 2 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 August 2002 |
| Series 66 | Uniform Combined State Law Examination | 23 April 1999 |
| Series 7 | General Securities Representative Examination | 3 March 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 February 1987 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven Allen Barnes
- CRD
- 1609891
- Firm
- Barnes Wealth Management Group · CRD 132189
- Role
- President and Chief Compliance Officer
- Office
- 5060 CALIFORNIA AVENUE, SUITE 600, Bakersfield, CA 93309
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Barnes work?
Steven Barnes has been President and Chief Compliance Officer of Barnes Wealth Management Group, Inc. since August 2001, and is a control person of the firm.
Is Steven Barnes a financial advisor?
Yes. Steven Barnes has a current investment-adviser registration in California and Texas, through Barnes Wealth Management Group since October 2001.
How many years of experience does Steven Barnes have?
Steven Barnes has 39 years in the financial industry, since February 1987, across 2 adviser firms.
What exams has Steven Barnes passed?
Steven Barnes has passed 5 licensing exams: the Series 6, Series 7, Series 66, Series 24 and Series 99TO. The earliest, the Series 6, was passed in February 1987. FINRA credited Steven Barnes with the SIE, which began in October 2018.
Where is Steven Barnes based?
Steven Barnes’ registered office is in Bakersfield, CA.
Is Steven Barnes registered with FINRA?
Yes. Steven Barnes has a current broker registration, under CRD 1609891.
Source: FINRA BrokerCheck
How can I verify Steven Barnes’ record?
Search CRD 1609891 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Barnes’ full registration record.
- Lori BarnesTrustee to the Barnes Living Trust Dated 09/20/1995