Scot Barringer has been an investment adviser representative at Chicago Capital Management Advisors since July 2020, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Scot Barringer’s longest registration was 7 years at Newport Coast Asset Management (2009–2016). Before joining Chicago Capital Management Advisors in 2020, Scot Barringer was registered through Westpark Capital, Inc. and Applied Wealth Management, Inc.
- – present · 6 yearsAdviser representative · Firm CRD 123483
- Westpark Capital, Inc.– · 3 yearsDenver, CO · Adviser representative · Firm CRD 39914
- Applied Wealth Management, Inc.– · 5 yearsGreenwood Village, CO · Adviser representative · Firm CRD 115883
- Newport Coast Asset Management– · 7 yearsDenver, CO · Adviser representative · Firm CRD 16944
- Brookstreet Capital Management– · 3 yearsEvergreen, CO · Adviser representative · Firm CRD 14667
Investment adviser representative registrations
Scot Barringer is registered as an investment adviser representative in 6 states. The first approvals date from July 2020; the most recent is Oregon, in November 2020.
- ArizonaSince 28 October 2020
- CaliforniaSince 24 July 2020
- ColoradoSince 21 September 2020
- IndianaSince 30 July 2020
- North CarolinaSince 23 July 2020
- OregonSince 12 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 July 2002 |
| Series 24 | General Securities Principal Examination | 4 November 1995 |
| Series 53 | Municipal Securities Principal Examination | 9 January 1989 |
| Series 4 | Registered Options Principal Examination | 9 November 1988 |
| Series 27 | Financial and Operations Principal Examination | 13 July 1988 |
| Series 3 | National Commodity Futures Examination | 2 December 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 February 1987 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1385168
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Registration
- Investment adviser registration
- In the industry since
- August 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Scot Barringer work?
Scot Barringer is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Scot Barringer a financial advisor?
Yes. Scot Barringer has a current investment-adviser registration in Arizona, California, Colorado, Indiana, North Carolina and Oregon, through Chicago Capital Management Advisors since July 2020.
How many years of experience does Scot Barringer have?
Scot Barringer has 41 years in the financial industry, since August 1985, across 5 adviser firms.
What exams has Scot Barringer passed?
Scot Barringer has passed 10 licensing exams: the Series 7, Series 63, Series 3, Series 27, Series 4, Series 53, Series 24, Series 65, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in July 1985. FINRA credited Scot Barringer with the SIE, which began in October 2018.
Where did Scot Barringer work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Scot Barringer was registered through Westpark Capital, Inc., August 2016 to July 2020; Applied Wealth Management, Inc., October 2011 to March 2017; Newport Coast Asset Management, May 2009 to August 2016; Brookstreet Capital Management, April 2004 to July 2007.
Is Scot Barringer registered with FINRA?
No. Scot Barringer has no current broker registration.
How can I verify Scot Barringer’s record?
Search CRD 1385168 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scot Barringer’s full registration record.