Sandra Morrison has been an investment adviser representative at SMI Advisory Services since January 2013, and is not listed among the firm’s executive officers or direct owners.
Smi Advisory Services, LLC is a Columbus, IN firm with $949M under management, 1,083 clients and 5 advisers in one office, as of its January 2026 filing.
Investment adviser representative registrations
Sandra Morrison is registered as an investment adviser representative in Indiana, since January 2013.
- IndianaSince 4 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 April 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6113277
- Firm
- SMI Advisory Services · CRD 137872
- Registration
- Investment adviser registration
- In the industry since
- January 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Sandra Morrison work?
Sandra Morrison is an investment adviser representative registered through Smi Advisory Services, LLC since January 2013, and is not listed among the firm’s executive officers or direct owners.
Is Sandra Morrison a financial advisor?
Yes. Sandra Morrison has a current investment-adviser registration in Indiana, through SMI Advisory Services since January 2013.
How many years of experience does Sandra Morrison have?
Sandra Morrison has 13 years in the financial industry, since January 2013, across 1 adviser firm.
What exams has Sandra Morrison passed?
Sandra Morrison has passed 2 licensing exams: the Series 65 and Series 6. The earliest, the Series 65, was passed in January 2013. FINRA credited Sandra Morrison with the SIE, which began in October 2018.
Is Sandra Morrison registered with FINRA?
No. Sandra Morrison has no current broker registration.
How can I verify Sandra Morrison’s record?
Search CRD 6113277 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sandra Morrison’s full registration record.
