Frederick Beerwart is a control person of SMI Advisory Services and directly owns under 5% of it. Frederick Beerwart holds a B.S. in Chemical Engineering from Rose-Hulman Institute of Technology.
SMI Advisory Services is an investment adviser based in Columbus, IN, registered with the SEC since 2005. It provides investment management. Its clients include individuals and investment companies. Its regulatory assets under management total $949 million, as filed on 15 January 2026. Its fees, ownership and offices are on the firm’s profile.
Fred Beerwart is co-founder of SMI Advisory Services and has served as Chief Compliance Officer of SMI Private Client and the SMI Funds since their inception, overseeing and administering the firm's compliance program. He is also a co-founder of Omnium Management Company, which he co-founded in 2005, and earlier founded Progressive Packaging, Inc., a specialty plastics business.
- CRD
- 5052175
- Firm
- SMI Advisory Services · CRD 137872
- Role
- Chief Compliance Officer
- In role since
- August 2005 · 21 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Columbus, IN
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- smiprivateclient.com
Where does Frederick Beerwart work?
Frederick Beerwart has been Chief Compliance Officer of Smi Advisory Services, LLC since August 2005, and is a control person of the firm.
How can I verify Frederick Beerwart’s record?
Frederick Beerwart’s role is listed on Smi Advisory Services, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 137872.
