Samuel Smith has been an investment adviser representative at Kerux since January 2025, and is not listed among the firm’s executive officers or direct owners.
Kerux, LLC is a Granite Bay, CA firm with $428M under management, 541 clients and 2 advisers across 2 offices, as of its July 2026 filing.
Investment adviser representative registrations
Samuel Smith is registered as an investment adviser representative in California, since January 2025.
- CaliforniaSince 1 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 August 2026 |
| Series 7TO | General Securities Representative Examination | 23 April 2026 |
| SIE | Securities Industry Essentials Examination | 3 September 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 November 2024 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7735677
- Firm
- Kerux · CRD 327724
- Office
- 4180 Douglas Blvd, Suite 200, Granite Bay, CA 95746
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Samuel Smith work?
Samuel Smith is an investment adviser representative registered through Kerux, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Smith a financial advisor?
Yes. Samuel Smith has a current investment-adviser registration in California, through Kerux since January 2025.
How many years of experience does Samuel Smith have?
Samuel Smith has 1 year in the financial industry, since December 2024, across 1 adviser firm.
What exams has Samuel Smith passed?
Samuel Smith has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in November 2024.
Where is Samuel Smith based?
Samuel Smith’s registered office is in Granite Bay, CA.
Is Samuel Smith registered with FINRA?
Yes. Samuel Smith has a current broker registration, under CRD 7735677.
Source: FINRA BrokerCheck
How can I verify Samuel Smith’s record?
Search CRD 7735677 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Samuel Smith’s full registration record.