David Laut is Managing Member and Chief Compliance Officer of Kerux, is a control person of the firm and directly owns 75% or more of it.
Kerux, LLC is a Granite Bay, CA firm with $428M under management, 541 clients and 2 advisers across 2 offices, as of its July 2026 filing.
David Laut’s longest registration was 7 years at The Wealth Consulting Group (2016–2023). Before joining Kerux in 2023, David Laut was registered through The Wealth Consulting Group and LPL Financial LLC.
- LPL Financial LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 6413
- The Wealth Consulting Group– · 7 yearsGranite Bay, CA · Adviser representative · Firm CRD 173194
- LPL Financial LLC– · 5 yearsSan Diego, CA · Adviser representative · Firm CRD 6413
- UBS Financial Services Inc.– · 3 yearsLa Jolla, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
David Laut is registered as an investment adviser representative in 2 states. The first approvals date from September 2023; the most recent is Texas, in January 2024.
- CaliforniaSince 8 September 2023
- TexasSince 18 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 September 2007 |
| Series 7 | General Securities Representative Examination | 6 September 2007 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Alexander Laut
- CRD
- 5139179
- Firm
- Kerux · CRD 327724
- Role
- Managing Member; Chief Compliance Officer
- Office
- 4180 DOUGLAS BLVD, SUITE 200, Granite Bay, CA 95746
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Laut work?
David Laut is Managing Member; Chief Compliance Officer of Kerux, LLC, and is a control person of the firm.
Is David Laut a financial advisor?
Yes. David Laut has a current investment-adviser registration in California and Texas, through Kerux since September 2023.
How many years of experience does David Laut have?
David Laut has 19 years in the financial industry, since October 2007, across 4 adviser firms.
What exams has David Laut passed?
David Laut has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in September 2007. FINRA credited David Laut with the SIE, which began in October 2018.
Where did David Laut work before Kerux?
Before Kerux, David Laut was registered through LPL Financial LLC, January 2011 to November 2016; UBS Financial Services Inc., December 2007 to December 2010.
Where is David Laut based?
David Laut’s registered office is in Granite Bay, CA.
Is David Laut registered with FINRA?
Yes. David Laut has a current broker registration, under CRD 5139179.
Source: FINRA BrokerCheck
How can I verify David Laut’s record?
Search CRD 5139179 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Laut’s full registration record.