Samuel Kirkpatrick has been Chief Executive Officer, Chief of Mayfair Advisory Group since September 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Mayfair Advisory Group, LLC is a Birmingham, AL firm with $806M under management, 395 clients and 4 advisers in one office, as of its February 2026 filing.
Samuel Kirkpatrick’s longest registration was 13 years at BHK Investment Advisors (2006–2019). Before joining Mayfair Advisory Group in 2019, Samuel Kirkpatrick was registered through BHK Securities, LLC and BHK Investment Advisors.
- Mayfair Advisory Group, LLCCurrent– present · 7 yearsBirmingham, AL · Adviser representative · Firm CRD 304668
- BHK Securities, LLC– · 10 yearsBirmingham, AL · Adviser representative · Firm CRD 139665
- BHK Investment Advisors– · 13 yearsBirmingham, AL · Adviser representative · Firm CRD 140515
- Wachovia Securities, LLC– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Samuel Kirkpatrick is registered as an investment adviser representative in Alabama, since September 2019.
- AlabamaSince 5 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 2001 |
| Series 7 | General Securities Representative Examination | 20 April 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Samuel McCurdy Kirkpatrick
- CRD
- 4356016
- Firm
- Mayfair Advisory Group · CRD 304668
- Role
- Chief Executive Officer, Chief
- Office
- 3300 Cahaba Road, Suite 200, Birmingham, AL 35223
- Registration
- Investment adviser registration
- In the industry since
- April 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Kirkpatrick work?
Samuel Kirkpatrick has been Chief Executive Officer, Chief of Mayfair Advisory Group, LLC since September 2019, and is a control person of the firm.
Is Samuel Kirkpatrick a financial advisor?
Yes. Samuel Kirkpatrick has a current investment-adviser registration in Alabama, through Mayfair Advisory Group since September 2019.
How many years of experience does Samuel Kirkpatrick have?
Samuel Kirkpatrick has 25 years in the financial industry, since April 2001, across 4 adviser firms.
What exams has Samuel Kirkpatrick passed?
Samuel Kirkpatrick has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 2001. FINRA credited Samuel Kirkpatrick with the SIE, which began in October 2018.
Where did Samuel Kirkpatrick work before Mayfair Advisory Group?
Before Mayfair Advisory Group, Samuel Kirkpatrick was registered through Wachovia Securities, LLC, August 2003 to August 2006.
Where is Samuel Kirkpatrick based?
Samuel Kirkpatrick’s registered office is in Birmingham, AL.
Is Samuel Kirkpatrick registered with FINRA?
No. Samuel Kirkpatrick has no current broker registration.
How can I verify Samuel Kirkpatrick’s record?
Search CRD 4356016 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Kirkpatrick’s full registration record.