Joseph Mason has been Co-Chief Investment Officer of Mayfair Advisory Group since September 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Mayfair Advisory Group, LLC is a Birmingham, AL firm with $806M under management, 395 clients and 4 advisers in one office, as of its February 2026 filing.
Joseph Mason’s longest registration was 11 years at BHK Investment Advisors (2008–2019). Before joining Mayfair Advisory Group in 2019, Joseph Mason was registered through BHK Investment Advisors and BHK Securities, LLC.
- Mayfair Advisory Group, LLCCurrent– present · 7 yearsBirmingham, AL · Adviser representative · Firm CRD 304668
- BHK Investment Advisors– · 11 yearsBirmingham, AL · Adviser representative · Firm CRD 140515
- BHK Securities, LLC– · 11 yearsBirmingham, AL · Adviser representative · Firm CRD 139665
- MML Investors Services, Inc.– · 4 yearsBirmingham, AL · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Joseph Mason is registered as an investment adviser representative in Alabama, since September 2019.
- AlabamaSince 5 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 9 July 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Christopher Mason
- CRD
- 3235287
- Firm
- Mayfair Advisory Group · CRD 304668
- Role
- Co-Chief Investment Officer
- Office
- 3300 Cahaba Road, Suite 200, Birmingham, AL 35223
- Registration
- Investment adviser registration
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Mason work?
Joseph Mason has been Co-Chief Investment Officer of Mayfair Advisory Group, LLC since September 2019, and is a control person of the firm.
Is Joseph Mason a financial advisor?
Yes. Joseph Mason has a current investment-adviser registration in Alabama, through Mayfair Advisory Group since September 2019.
How many years of experience does Joseph Mason have?
Joseph Mason has 27 years in the financial industry, since July 1999, across 4 adviser firms.
What exams has Joseph Mason passed?
Joseph Mason has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in July 1999. FINRA credited Joseph Mason with the SIE, which began in October 2018.
Where did Joseph Mason work before Mayfair Advisory Group?
Before Mayfair Advisory Group, Joseph Mason was registered through MML Investors Services, Inc., July 2003 to April 2008.
Where is Joseph Mason based?
Joseph Mason’s registered office is in Birmingham, AL.
Is Joseph Mason registered with FINRA?
No. Joseph Mason has no current broker registration.
How can I verify Joseph Mason’s record?
Search CRD 3235287 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Mason’s full registration record.