Samuel Goodfriend has been an investment adviser representative at Wealthvalues since September 2023, and is not listed among the firm’s executive officers or direct owners.
Wealthvalues, LLC is a Redwood City, CA firm with $467M under management, 25 clients and 2 advisers in one office, as of its March 2026 filing.
Samuel Goodfriend’s longest registration is the current one, 3 years at Wealthvalues since 2023. Before joining Wealthvalues in 2023, Samuel Goodfriend was registered through Edward Jones.
- Edward Jones– · 1 yearHouston, TX · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Samuel Goodfriend is registered as an investment adviser representative in 2 states. Each was approved in September 2023.
- CaliforniaSince 11 September 2023
- TexasSince 11 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 September 2023 |
| Series 66 | Uniform Combined State Law Examination | 31 August 2019 |
| Series 7TO | General Securities Representative Examination | 10 August 2019 |
| SIE | Securities Industry Essentials Examination | 17 July 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samuel Lewis Goodfriend
- CRD
- 6883472
- Firm
- Wealthvalues · CRD 140004
- Office
- Houston, TX
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Goodfriend work?
Samuel Goodfriend is an investment adviser representative registered through Wealthvalues, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Goodfriend a financial advisor?
Yes. Samuel Goodfriend has a current investment-adviser registration in California and Texas, through Wealthvalues since September 2023.
How many years of experience does Samuel Goodfriend have?
Samuel Goodfriend has 4 years in the financial industry, since January 2022, across 2 adviser firms.
What exams has Samuel Goodfriend passed?
Samuel Goodfriend has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 65. The earliest, the SIE, was passed in July 2019.
Where did Samuel Goodfriend work before Wealthvalues?
Before Wealthvalues, Samuel Goodfriend was registered through Edward Jones, September 2019 to April 2021.
Where is Samuel Goodfriend based?
Samuel Goodfriend’s registered office is in Houston, TX.
Is Samuel Goodfriend registered with FINRA?
No. Samuel Goodfriend has no current broker registration.
How can I verify Samuel Goodfriend’s record?
Search CRD 6883472 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Goodfriend’s full registration record.