Karen Goodfriend has been Managing Member and Chief Compliance Officer of Wealthvalues since March 2006, is a control person of the firm and directly owns 75% or more of it.
Wealthvalues, LLC is a Redwood City, CA firm with $467M under management, 25 clients and 2 advisers in one office, as of its March 2026 filing.
Karen Goodfriend’s longest registration is the current one, 20 years at Wealthvalues since 2006. Before joining Wealthvalues in 2006, Karen Goodfriend was registered through Allied Consulting Group and Goldsteinenright Financial Advisers Inc.
- Wealthvalues, LLCCurrent– present · 20 yearsRedwood City, CA · Adviser representative · Firm CRD 140004
- Allied Consulting Group– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 113535
- Goldsteinenright Financial Advisers Inc– · 4 yearsMenlo Park, CA · Adviser representative · Firm CRD 109620
Investment adviser representative registrations
Karen Goodfriend is registered as an investment adviser representative in 2 states. Each was approved in April 2006.
- CaliforniaSince 20 April 2006
- TexasSince 20 April 2006
Examinations
No examinations are on Karen Goodfriend’s record.
- Full name
- Karen Rae Goodfriend
- CRD
- 4369844
- Firm
- Wealthvalues · CRD 140004
- Role
- Managing Member and Chief Compliance Officer
- Office
- 303 TWIN DOLPHIN DR., SUITE 600, Redwood City, CA 94065
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Karen Goodfriend work?
Karen Goodfriend has been Managing Member and Chief Compliance Officer of Wealthvalues, LLC since March 2006, and is a control person of the firm.
Is Karen Goodfriend a financial advisor?
Yes. Karen Goodfriend has a current investment-adviser registration in California and Texas, through Wealthvalues since April 2006.
How many years of experience does Karen Goodfriend have?
Karen Goodfriend has 26 years in the financial industry, since April 2000, across 3 adviser firms.
Where did Karen Goodfriend work before Wealthvalues?
Before Wealthvalues, Karen Goodfriend was registered through Goldsteinenright Financial Advisers Inc, April 2000 to June 2004.
Where is Karen Goodfriend based?
Karen Goodfriend’s registered office is in Redwood City, CA.
Is Karen Goodfriend registered with FINRA?
No. Karen Goodfriend has no current broker registration.
How can I verify Karen Goodfriend’s record?
Search CRD 4369844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karen Goodfriend’s full registration record.