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Samantha Addonizio

Chief Compliance Officer & Counsel at Stonebridge Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Samantha Addonizio is Chief Compliance Officer & Counsel of Stonebridge Advisors LLC, a Wilton investment adviser managing $11.8B. Samantha Addonizio has passed 5 licensing exams.

Role at Stonebridge Advisors

Title on Schedule A
Chief Compliance Officer & Counsel
Control
Samantha Addonizio is a control person of Stonebridge Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Samantha Addonizio has held the filed role since June 2024.

The firm

Stonebridge Advisors LLC
Wilton, CT

Form ADV filed 18 March 2026

$11.8B AUM255 clients9 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 63 and Series 24 · 2019
  2. Passed Series 4 · 2011
  3. Passed Series 27 · 2010
  4. Passed Series 7 · 1997

Registrations and exams

No current adviser or broker registration. Samantha Addonizio has passed 5 qualifying exams.

Examinations

Series 6312 June 2019
Name
Uniform Securities Agent State Law Examination
Series 2412 June 2019
Name
General Securities Principal Examination
Series 426 July 2011
Name
Registered Options Principal Examination
Series 272 September 2010
Name
Financial and Operations Principal Examination
Series 714 November 1997
Name
General Securities Representative Examination

Individual record

Full name
Samantha Addonizio
CRD
2855022
Firm
Stonebridge Advisors LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Samantha Addonizio work?

Samantha Addonizio has been Chief Compliance Officer & Counsel of Stonebridge Advisors LLC since June 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 March 2026

Does Samantha Addonizio have a current investment-adviser registration?

Samantha Addonizio has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Samantha Addonizio passed?

Samantha Addonizio has passed 5 licensing exams: the Series 7, Series 27, Series 4, Series 63 and Series 24. The earliest, the Series 7, was passed in November 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stonebridge Advisors

Sources

  1. IAPD individual record, CRD 2855022. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stonebridge Advisors LLC, filed 18 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Samantha Addonizio or Stonebridge Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.