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Craig Prichard

Director at Stonebridge Advisors

Investment adviser and broker registrationsSEC record checked 17 October 2026

38
Years in the industry
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Craig Prichard is Director of Stonebridge Advisors LLC, a Wilton investment adviser managing $11.8B. Craig Prichard has 38 years in the industry across 1 firm and has passed 5 licensing exams.

Role at Stonebridge Advisors

Title on Schedule A
Director
Control
Craig Prichard is a control person of Stonebridge Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Craig Prichard has held the filed role since July 2007.

The firm

Stonebridge Advisors LLC
Wilton, CT

Form ADV filed 18 March 2026

$11.8B AUM255 clients9 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 39 · 2014
  3. First Trust Advisors LPCurrent
    – present · 15 years
    Wheaton, IL · Adviser representative · Firm CRD 107027
  4. Passed Series 65 · 2001
  5. Passed Series 63 · 1991
  6. Passed Series 7 · 1987

Registrations and exams

Craig Prichard has a current investment-adviser registration in Illinois and has passed 5 qualifying exams.

Illinois30 September 2011
Scope
Investment adviser representative
Status
Approved

Examinations

Series 651 August 2001
Name
Uniform Investment Adviser Law Examination
Series 6322 November 1991
Name
Uniform Securities Agent State Law Examination
Series 3911 February 2014
Name
Direct Participation Programs Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 May 1987
Name
General Securities Representative Examination

Individual record

Full name
Craig Stephen Prichard
CRD
1631937
Firm
Stonebridge Advisors LLC
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Craig Prichard work?

Craig Prichard has been Director of Stonebridge Advisors LLC since July 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 March 2026

Is Craig Prichard a financial advisor?

Yes. Craig Prichard has a current investment-adviser registration in Illinois, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Craig Prichard have?

Craig Prichard has worked in the financial industry for 38 years as of 17 October 2026, counted from 23 February 1988, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Craig Prichard passed?

Craig Prichard has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 39 and SIE. The earliest, the Series 7, was passed in May 1987.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stonebridge Advisors

Sources

  1. IAPD individual record, CRD 1631937. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stonebridge Advisors LLC, filed 18 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Craig Prichard or Stonebridge Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.