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Ryan Rue

Director at Capital Research and Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ryan Rue is Director of Capital Research and Management Company, a Los Angeles investment adviser managing $4.32T. Ryan Rue has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Capital Research and Management

Title on Schedule A
Director
Control
Ryan Rue is a control person of Capital Research and Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ryan Rue has held the filed role since December 2024.

The firm

Capital Research and Management Company
Los Angeles, CA

Form ADV filed 25 September 2026

$4.32T AUM23,578 clients411 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2026
  2. Passed SIE · 2018
  3. Passed Series 24 · 2004
  4. Passed Series 7 · 2002
  5. Passed Series 63 · 2000
  6. Passed Series 6 · 1999

Registrations and exams

Broker registration; no current adviser registration. Ryan Rue has passed 6 qualifying exams.

Examinations

Series 6325 July 2000
Name
Uniform Securities Agent State Law Examination
Series 2416 March 2004
Name
General Securities Principal Examination
Series 99TO8 April 2026
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 718 October 2002
Name
General Securities Representative Examination
Series 62 February 1999
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Ryan Richard Rue
CRD
3154798
Firm
Capital Research and Management Company
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Ryan Rue work?

Ryan Rue has been Director of Capital Research and Management Company since December 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Ryan Rue have a current investment-adviser registration?

Ryan Rue has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ryan Rue passed?

Ryan Rue has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, SIE and Series 99TO. The earliest, the Series 6, was passed in February 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Capital Research and Management

Sources

  1. IAPD individual record, CRD 3154798. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capital Research and Management Company, filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ryan Rue or Capital Research and Management Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.