Niva WealthLet’s talk

Holly Framsted

Director at Capital Research and Management

Investment adviser and broker registrationsSEC record checked 18 October 2026

18
Years in the industry
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Holly Framsted is Director of Capital Research and Management Company, a Los Angeles investment adviser managing $4.32T. Holly Framsted has 18 years in the industry across 1 firm and has passed the Series 7, Series 63, SIE and Series 24.

Role at Capital Research and Management

Title on Schedule A
Director
Control
Holly Framsted is a control person of Capital Research and Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Holly Framsted has held the filed role since November 2023.

The firm

Capital Research and Management Company
Los Angeles, CA

Form ADV filed 25 September 2026

$4.32T AUM23,578 clients411 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2021
  2. Capital Client Group, Inc.Current
    – present · 5 years
    , · Adviser representative · Firm CRD 6247
  3. Capital Client Group, Inc.Current
    – present · 6 years
    Redondo Beach, CA · Adviser representative and broker · Firm CRD 6247
  4. Passed SIE · 2018
  5. Passed Series 63 · 2008
  6. Passed Series 7 · 2007

Registrations and exams

Holly Framsted has a current investment-adviser registration in California and has passed 4 qualifying exams.

California4 May 2021
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6325 November 2008
Name
Uniform Securities Agent State Law Examination
Series 2423 July 2021
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 October 2007
Name
General Securities Representative Examination

Individual record

Full name
Holly Catherine Framsted
CRD
5417954
Firm
Capital Research and Management Company
Registration status
Investment adviser and broker registrations
Firm bio
capitalgroup.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Holly Framsted is head of global product strategy and development at Capital Group. The firm says she holds a bachelor’s degree in psychology from UCLA. Official firm biography

Education

Common questions

Where does Holly Framsted work?

Holly Framsted has been Director of Capital Research and Management Company since November 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Is Holly Framsted a financial advisor?

Yes. Holly Framsted has a current investment-adviser registration in California, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Holly Framsted have?

Holly Framsted has worked in the financial industry for 18 years as of 18 October 2026, counted from 5 January 2008, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Holly Framsted passed?

Holly Framsted has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 24. The earliest, the Series 7, was passed in October 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Capital Research and Management

Sources

  1. IAPD individual record, CRD 5417954. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capital Research and Management Company, filed 25 September 2026. Title, control and ownership bands.
  3. Capital Research and Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Holly Framsted or Capital Research and Management Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.