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Ryan Buffone, portrait

Ryan Buffone

Investment adviser representative at Mountain Capital Investment Advisors in Chicago, IL

Investment adviser registrationUpdated

Ryan Buffone is an investment adviser representative at Mountain Capital Investment Advisors Inc, an investment adviser managing $929M, and works from its Chicago, IL office. Ryan Buffone has been registered through Mountain Capital Investment Advisors since 5 February 2025, has 1 year in the industry across 1 firm and has passed the Series 65.

1
Years in industry
1
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Ryan Buffone has been an investment adviser representative at Mountain Capital Investment Advisors since February 2025, and is not listed among the firm’s executive officers or direct owners. Ryan Buffone holds a Degree in Professional Flight from Purdue University.

Mountain Capital Investment Advisors Inc is a Westminster, CO firm with $929M under management, 1,191 clients and 15 advisers across 5 offices, as of its July 2026 filing.

Ryan Buffone is Airline Financial Advisor of Mountain Capital Investment Advisors. He helps pilots prepare for airline interviews and plan for retirement. While at Purdue University, he worked as a flight instructor and examiner.

  1. – present · 1 year
    Chicago, IL · Adviser representative · Firm CRD 156660

Credentials and registrations

Investment adviser representative registrations

Ryan Buffone is registered as an investment adviser representative in Illinois, since February 2025.

  • IllinoisSince 5 February 2025

Examinations

Series 6518 November 2024
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Ryan Michael Buffone
CRD
8039316
Office
Chicago, IL
Registration
Investment adviser registration
In the industry since
February 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ryan Buffone work?

Ryan Buffone is an investment adviser representative registered through Mountain Capital Investment Advisors Inc since February 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Ryan Buffone a financial advisor?

Yes. Ryan Buffone has a current investment-adviser registration in Illinois, through Mountain Capital Investment Advisors since February 2025.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Ryan Buffone have?

Ryan Buffone has 1 year in the financial industry, since February 2025, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Ryan Buffone passed?

Ryan Buffone passed the Series 65 in November 2024.

Source: IAPD individual record, checked 24 October 2026

Where is Ryan Buffone based?

Ryan Buffone’s registered office is in Chicago, IL.

Source: IAPD individual record, checked 24 October 2026

Is Ryan Buffone registered with FINRA?

No. Ryan Buffone has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Ryan Buffone’s record?

Search CRD 8039316 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Buffone’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Mountain Capital Investment Advisors

Sources

  1. IAPD individual record, CRD 8039316, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mountain Capital Investment Advisors Inc, filed 21 July 2026. Executive officers and direct owners; this person is not among them.
  3. Mountain Capital Investment Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.