Jeremy Sanchez has been Chief Compliance Officer, Chief Operating Officer of Mountain Capital Investment Advisors since March 2025, is a control person of the firm and directly owns under 5% of it.
Mountain Capital Investment Advisors Inc is a Westminster, CO firm with $929M under management, 1,191 clients and 15 advisers across 5 offices, as of its July 2026 filing.
No adviser firm registrations are on Jeremy Sanchez’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 August 2015 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 February 2008 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 21 September 2007 |
| Series 55 | Limited Representative-Equity Trader Exam | 11 May 2000 |
| Series 7 | General Securities Representative Examination | 29 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Jeremy A Sanchez
- CRD
- 2856807
- Firm
- Mountain Capital Investment Advisors · CRD 156660
- Role
- Chief Compliance Officer, Chief Operating Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeremy Sanchez work?
Jeremy Sanchez has been Chief Compliance Officer, Chief Operating Officer of Mountain Capital Investment Advisors Inc since March 2025, and is a control person of the firm.
Does Jeremy Sanchez have a current investment-adviser registration?
Jeremy Sanchez has no current investment-adviser or broker registration.
What exams has Jeremy Sanchez passed?
Jeremy Sanchez has passed 6 licensing exams: the Series 63, Series 7, Series 55, Series 9, Series 10 and Series 24. The earliest, the Series 63, was passed in April 1997. FINRA credited Jeremy Sanchez with the SIE, which began in October 2018.
Is Jeremy Sanchez registered with FINRA?
No. Jeremy Sanchez has no current broker registration.
How can I verify Jeremy Sanchez’s record?
Search CRD 2856807 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Sanchez’s full registration record.
