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Ruth Calaman

Chief Compliance Officer/Chief Legal Officer at Evercore Wealth Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ruth Calaman is Chief Compliance Officer/Chief Legal Officer of Evercore Wealth Management, LLC, a New York investment adviser managing $15.5B. Ruth Calaman has a current broker registration and no current investment-adviser registration and has passed the Series 7 and SIE.

Role at Evercore Wealth Management

Title on Schedule A
Chief Compliance Officer/Chief Legal Officer
Control
Ruth Calaman is a control person of Evercore Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ruth Calaman has held the filed role since February 2011.

The firm

Evercore Wealth Management, LLC
New York, NY

Form ADV filed 31 March 2026

$15.5B AUM791 clients68 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2002

Registrations and exams

Broker registration; no current adviser registration. Ruth Calaman has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 March 2002
Name
General Securities Representative Examination

Individual record

Full name
Ruth Patricia Calaman
CRD
3126771
Firm
Evercore Wealth Management, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
evercorewealthandtrust.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Evercore identifies Ruth Calaman as a partner, Chief Compliance Officer and General Counsel. Official firm biography/team page

Common questions

Where does Ruth Calaman work?

Ruth Calaman has been Chief Compliance Officer/Chief Legal Officer of Evercore Wealth Management, LLC since February 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Ruth Calaman have a current investment-adviser registration?

Ruth Calaman has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ruth Calaman passed?

Ruth Calaman has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in March 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at Evercore Wealth Management

Sources

  1. IAPD individual record, CRD 3126771. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Evercore Wealth Management, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Evercore Wealth Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ruth Calaman or Evercore Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.