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Paul Pensa

Member of Board of Managers at Evercore Wealth Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Pensa is Member of Board of Managers of Evercore Wealth Management, LLC, a New York investment adviser managing $15.5B. Paul Pensa has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

Role at Evercore Wealth Management

Title on Schedule A
Member of Board of Managers
Control
Paul Pensa is a control person of Evercore Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Pensa has held the filed role since October 2023.

The firm

Evercore Wealth Management, LLC
New York, NY

Form ADV filed 31 March 2026

$15.5B AUM791 clients68 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and SIE · 2023
  2. Passed Series 27 · 1991

Registrations and exams

Broker registration; no current adviser registration. Paul Pensa has passed 3 qualifying exams.

Examinations

Series 2714 March 1991
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Paul Pensa
CRD
2119683
Firm
Evercore Wealth Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Paul Pensa work?

Paul Pensa has been Member of Board of Managers of Evercore Wealth Management, LLC since October 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Paul Pensa have a current investment-adviser registration?

Paul Pensa has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Pensa passed?

Paul Pensa has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in March 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Evercore Wealth Management

Sources

  1. IAPD individual record, CRD 2119683. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Evercore Wealth Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Pensa or Evercore Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.