Rudy Herrera has been an investment adviser representative at Prosperitas Financial since September 2023, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
- Prosperitas Financial, LLCCurrent– present · 3 yearsValencia, CA · Adviser representative · Firm CRD 315768
Investment adviser representative registrations
Rudy Herrera is registered as an investment adviser representative in California, as a resident of California, since September 2023.
- CaliforniaResidentSince 11 September 2023
Examinations
No examinations are on Rudy Herrera’s record.
- Full name
- Rudy Henry Herrera
- CRD
- 7802662
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Rudy Herrera work?
Rudy Herrera is an investment adviser representative registered through Prosperitas Financial, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Rudy Herrera a financial advisor?
Yes. Rudy Herrera has a current investment-adviser registration in California, through Prosperitas Financial since September 2023.
How many years of experience does Rudy Herrera have?
Rudy Herrera has 3 years in the financial industry, since September 2023, across 1 adviser firm.
Where is Rudy Herrera based?
Rudy Herrera’s registered office is in Valencia, CA.
Is Rudy Herrera registered with FINRA?
No. Rudy Herrera has no current broker registration.
How can I verify Rudy Herrera’s record?
Search CRD 7802662 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rudy Herrera’s full registration record.
